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NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
+2.97%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$293M
AUM Growth
+$15.3M
Cap. Flow
+$9.54M
Cap. Flow %
3.25%
Top 10 Hldgs %
24.84%
Holding
313
New
34
Increased
101
Reduced
121
Closed
24

Top Buys

1
FLC
Flaherty & Crumrine Total Return Fund
FLC
$5.95M
2
DRA
Diversified Real Asset Income Fd
DRA
$1.71M
3
AMZN icon
Amazon
AMZN
$1.12M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$1.12M
5
SDY icon
SPDR S&P Dividend ETF
SDY
$1.04M

Top Sells

1
AAPL icon
Apple
AAPL
$8.16M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
$1.41M
3
PGX icon
Invesco Preferred ETF
PGX
$1.19M
4
PG icon
Procter & Gamble
PG
$1.04M
5
ENBL
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$1.02M

Sector Composition

1 Financials 7.71%
2 Technology 6.41%
3 Industrials 4.88%
4 Communication Services 4.76%
5 Energy 4.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ONIT
276
Onity Group Inc.
ONIT
$343M
$71K 0.02%
883
-67
-7% -$5.39K
FGP
277
DELISTED
Ferrellgas Partners, L.P.
FGP
$70K 0.02%
10,277
-1,900
-16% -$12.9K
GNW icon
278
Genworth Financial
GNW
$3.55B
$52K 0.02%
+13,600
New +$52K
MNKD icon
279
MannKind Corp
MNKD
$1.64B
$30K 0.01%
9,452
-308
-3% -$978
WPRT
280
Westport Fuel Systems
WPRT
$45.8M
$25K 0.01%
+2,190
New +$25K
UQM
281
DELISTED
UQM Technologies, Inc.
UQM
$19K 0.01%
43,378
-3,600
-8% -$1.58K
VNR
282
DELISTED
Vanguard Natural Resources, LLC
VNR
$18K 0.01%
26,122
+1,761
+7% +$1.21K
LLTC
283
DELISTED
Linear Technology Corp
LLTC
– –
-4,085
Closed -$242K
LOW icon
284
Lowe's Companies
LOW
$148B
– –
-2,851
Closed -$206K
MDLZ icon
285
Mondelez International
MDLZ
$78.8B
– –
-4,650
Closed -$204K
NXPI icon
286
NXP Semiconductors
NXPI
$56.8B
– –
-2,026
Closed -$207K
ODP icon
287
ODP
ODP
$641M
– –
-1,240
Closed -$44K
OVV icon
288
Ovintiv
OVV
$10.9B
– –
0
– –
PAYX icon
289
Paychex
PAYX
$49.4B
– –
-3,532
Closed -$204K
PGX icon
290
Invesco Preferred ETF
PGX
$3.89B
– –
-78,932
Closed -$1.19M
REM icon
291
iShares Mortgage Real Estate ETF
REM
$612M
– –
-4,273
Closed -$180K
RIO icon
292
Rio Tinto
RIO
$101B
– –
-7,600
Closed -$254K
RXD icon
293
ProShares UltraShort Health Care
RXD
$1.18M
– –
0
– –
RY icon
294
Royal Bank of Canada
RY
$205B
– –
-6,128
Closed -$380K
SFL icon
295
SFL Corp
SFL
$1.08B
– –
-20,222
Closed -$298K
SYK icon
296
Stryker
SYK
$151B
– –
-1,919
Closed -$223K
TWLO icon
297
Twilio
TWLO
$16.3B
– –
-3,150
Closed -$203K
NSL
298
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-13,340
Closed -$87K
ENBL
299
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
– –
-66,782
Closed -$1.02M
ABCO
300
DELISTED
Advisory Board Co/The
ABCO
– –
-4,676
Closed -$209K
9 10 11
12
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