NL

NWAM LLC Portfolio holdings

AUM $1.79B
1-Year Est. Return 29.46%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+29.46%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$281M
AUM Growth
-$40.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
323
New
Increased
Reduced
Closed

Top Buys

1
+$4.72M
2
+$1.85M
3
+$1.77M
4
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M
5
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.18M

Top Sells

1
+$5.31M
2
+$3.26M
3
+$2.82M
4
O icon
Realty Income
O
+$2.36M
5
APU
AmeriGas Partners, L.P.
APU
+$2.18M

Sector Composition

1 Technology 8.18%
2 Financials 6.71%
3 Energy 5.79%
4 Industrials 5.52%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
276
$141K 0.05%
+10,174
277
$137K 0.05%
8,160
-5,688
278
$136K 0.05%
+731
279
$123K 0.04%
13,640
+728
280
$111K 0.04%
+10,122
281
$110K 0.04%
11,950
282
$101K 0.04%
+65,916
283
$87K 0.03%
+11,642
284
$83K 0.03%
16,598
285
$80K 0.03%
7,017
+184
286
$75K 0.03%
+3,926
287
$71K 0.03%
19,312
+8,449
288
$56K 0.02%
18,400
289
$44K 0.02%
17,744
+5,883
290
$41K 0.01%
29,054
+11,142
291
$38K 0.01%
24,210
+153
292
$33K 0.01%
5,038
+1,023
293
$15K 0.01%
+12,204
294
$13K ﹤0.01%
+13,129
295
$6K ﹤0.01%
1,667
296
– –
-24,466
297
– –
-19,750
298
– –
-12,352
299
– –
-8,513
300
– –
-6,797
9 10 11
12
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