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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPT icon
251
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.43B
$745K 0.07%
25,860
-9,550
-27% -$284K
ILMN icon
252
Illumina
ILMN
$28.7B
$740K 0.07%
+1,876
New +$863K
BX icon
253
Blackstone
BX
$106B
$739K 0.07%
6,355
-140
-2% -$16.2K
TGT icon
254
Target
TGT
$63.7B
$738K 0.07%
3,226
+1,670
+107% +$418K
SCHA icon
255
Schwab U.S Small- Cap ETF
SCHA
$22.4B
$703K 0.06%
28,096
-10,416
-27% -$265K
IPAC icon
256
iShares Core MSCI Pacific ETF
IPAC
$2.63B
$698K 0.06%
+10,424
New +$700K
IYR icon
257
iShares US Real Estate ETF
IYR
$4.73B
$693K 0.06%
6,768
+1,101
+19% +$117K
VXF icon
258
Vanguard Extended Market ETF
VXF
$30.5B
$690K 0.06%
+3,782
New +$706K
VGIT icon
259
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$687K 0.06%
10,176
+67
+0.7% +$4.57K
ETN icon
260
Eaton
ETN
$155B
$684K 0.06%
4,580
+7
+0.2% +$1.12K
IXN icon
261
iShares Global Tech ETF
IXN
$8.27B
$679K 0.06%
11,983
+6,019
+101% +$352K
NTR icon
262
Nutrien
NTR
$32.4B
$679K 0.06%
10,471
+61
+0.6% +$3.73K
FFC
263
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$775M
$673K 0.06%
30,209
+129
+0.4% +$2.95K
DOCU
264
DocuSign
DOCU
$10.1B
$669K 0.06%
2,599
-27
-1% -$7.78K
OEF icon
265
iShares S&P 100 ETF
OEF
$19.8B
$666K 0.06%
3,372
-8
-0.2% -$1.62K
EMLC icon
266
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$659K 0.06%
21,988
+5,654
+35% +$174K
GGN
267
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$651K 0.06%
174,478
+3,926
+2% +$15.2K
EWU icon
268
iShares MSCI United Kingdom ETF
EWU
$4.05B
$647K 0.06%
20,050
-6,532
-25% -$215K
BMO icon
269
Bank of Montreal
BMO
$125B
$642K 0.06%
6,434
+24
+0.4% +$2.42K
ICSH icon
270
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
$637K 0.06%
12,610
-4,037
-24% -$204K
XLU icon
271
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$637K 0.06%
19,958
+3,082
+18% +$103K
ASAN icon
272
Asana
ASAN
$1.79B
$628K 0.06%
6,050
– –
UDOW icon
273
ProShares UltraPro Dow 30
UDOW
$830M
$619K 0.06%
18,000
+4,000
+29% +$151K
JCI icon
274
Johnson Controls International
JCI
$87.5B
$616K 0.06%
9,048
+62
+0.7% +$4.48K
C icon
275
Citigroup
C
$223B
$613K 0.06%
8,733
-645
-7% -$45.1K
9 10
11
12 13

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NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.