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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+7.48%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.08B
AUM Growth
+$73.4M
Cap. Flow
+$6.82M
Cap. Flow %
0.63%
Top 10 Hldgs %
27.88%
Holding
535
New
44
Increased
168
Reduced
219
Closed
67

Top Buys

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$5.47M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.89M
3
SLB icon
SLB Ltd
SLB
+$3.7M
4
BKR icon
Baker Hughes
BKR
+$3.66M
5
FCX icon
Freeport-McMoran
FCX
+$3.63M

Top Sells

Rank Stock Value
1
GLW icon
Corning
GLW
+$4.77M
2
SHOP icon
Shopify
SHOP
+$4.71M
3
HPQ icon
HP
HPQ
+$3.74M
4
WHR icon
Whirlpool
WHR
+$3.53M
5
DVN icon
Devon Energy
DVN
+$3.19M

Sector Composition

Rank Sector Weight
1 Technology 15.99%
2 Consumer Discretionary 5.03%
3 Financials 4.71%
4 Industrials 4.69%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
251
Thermo Fisher Scientific
TMO
$211B
$716K 0.07%
1,420
-110
-7% -$51.9K
U icon
252
Unity
U
$12.5B
$714K 0.07%
+6,500
New +$639K
PBW icon
253
Invesco WilderHill Clean Energy ETF
PBW
$390M
$708K 0.07%
7,597
+821
+12% +$71.1K
VGIT icon
254
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$685K 0.06%
10,109
-1,579
-14% -$107K
FFC
255
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$683K 0.06%
30,080
-27,647
-48% -$631K
GGN
256
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$682K 0.06%
170,552
-9,253
-5% -$36K
ETN icon
257
Eaton
ETN
$157B
$678K 0.06%
4,573
-368
-7% -$53K
ITB icon
258
iShares US Home Construction ETF
ITB
$2.41B
$670K 0.06%
9,674
-39,089
-80% -$2.77M
MU icon
259
Micron Technology
MU
$1.04T
$665K 0.06%
7,825
+404
+5% +$34.1K
C icon
260
Citigroup
C
$222B
$663K 0.06%
9,378
-1,025
-10% -$75.8K
OEF icon
261
iShares S&P 100 ETF
OEF
$19.8B
$663K 0.06%
3,380
-20
-0.6% -$3.8K
BMO icon
262
Bank of Montreal
BMO
$125B
$657K 0.06%
6,410
– –
FLOT icon
263
iShares Floating Rate Bond ETF
FLOT
$10.1B
$650K 0.06%
12,795
+5,438
+74% +$276K
KO icon
264
Coca-Cola
KO
$354B
$642K 0.06%
11,864
-874
-7% -$47.6K
BX icon
265
Blackstone
BX
$104B
$631K 0.06%
6,495
-1,107
-15% -$98.3K
NTR icon
266
Nutrien
NTR
$32.7B
$631K 0.06%
10,410
+741
+8% +$43.8K
WBD icon
267
Warner Bros
WBD
$64.6B
$630K 0.06%
+20,533
New +$712K
DXJ icon
268
WisdomTree Japan Hedged Equity Fund
DXJ
$7.23B
$627K 0.06%
10,276
– –
JCI icon
269
Johnson Controls International
JCI
$87.5B
$617K 0.06%
8,986
-216
-2% -$13.9K
SUB icon
270
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$613K 0.06%
5,686
-19,378
-77% -$2.09M
SO icon
271
Southern Company
SO
$110B
$612K 0.06%
10,117
+678
+7% +$43.4K
SMMV icon
272
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$287M
$607K 0.06%
15,947
– –
AMAT icon
273
Applied Materials
AMAT
$426B
$602K 0.06%
4,226
+100
+2% +$13.4K
BKLN icon
274
Invesco Senior Loan ETF
BKLN
$7.1B
$601K 0.06%
27,114
-5,049
-16% -$112K
NXTG icon
275
First Trust Indxx NextG ETF
NXTG
$537M
$599K 0.06%
7,847
+1,424
+22% +$106K
9 10
11
12 13

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NWAM LLC's Q2 2021 Portfolio in Review

As of Q2 2021, NWAM LLC held 535 positions worth $1.08B, up 7.3% from $1B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q2 2021 filing shows 44 new, 168 increased, 219 reduced and 67 closed positions. Its largest new stake was VanEck Oil Services ETF: 18,602 shares worth $4.07M. The largest sale was Corning, an estimated $4.77M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Financials.

  • NWAM LLC's largest Q2 2021 buy was VanEck Oil Services ETF: 18,602 shares worth $4.07M.
  • NWAM LLC added most to iShares 0-5 Year TIPS Bond ETF in Q2 2021, an estimated $5.47M increase.
  • NWAM LLC's biggest Q2 2021 reduction was Shopify, cutting an estimated $4.71M.
  • NWAM LLC fully exited Corning in Q2 2021, selling an estimated $4.77M.
  • NWAM LLC's ten largest holdings make up 28% of its $1.08B portfolio in Q2 2021.
  • NWAM LLC opened 44 new positions and closed 67 in Q2 2021.
  • NWAM LLC's portfolio value rose 7.3% quarter-over-quarter to $1.08B.

Based on NWAM LLC's 13F filing for Q2 2021, filed 4 Aug 2021.