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NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
-11.84%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$389M
AUM Growth
-$54.9M
Cap. Flow
+$542K
Cap. Flow %
0.14%
Top 10 Hldgs %
26.46%
Holding
370
New
26
Increased
114
Reduced
145
Closed
44

Top Buys

1
IHI icon
iShares US Medical Devices ETF
IHI
$1.47M
2
XLY icon
Consumer Discretionary Select Sector SPDR Fund
XLY
$1.44M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$1.39M
4
IHF icon
iShares US Healthcare Providers ETF
IHF
$1.34M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
$1.07M

Top Sells

1
AMZN icon
Amazon
AMZN
$1.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
$1.07M
3
CLF icon
Cleveland-Cliffs
CLF
$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
$585K
5
GCC icon
WisdomTree Enhanced Commodity Strategy Fund
GCC
$574K

Sector Composition

1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OMP
251
DELISTED
Oasis Midstream Partners LP Common Units Representing Limited Partner Interests
OMP
$284K 0.07%
+17,765
New +$284K
GEL icon
252
Genesis Energy
GEL
$2.03B
$282K 0.07%
15,252
-2,888
-16% -$53.4K
VOO icon
253
Vanguard S&P 500 ETF
VOO
$728B
$282K 0.07%
1,229
-1,617
-57% -$371K
RTN
254
DELISTED
Raytheon Company
RTN
$278K 0.07%
1,811
+51
+3% +$7.83K
JCI icon
255
Johnson Controls International
JCI
$69.5B
$278K 0.07%
9,375
+40
+0.4% +$1.19K
USMV icon
256
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$276K 0.07%
5,276
-38
-0.7% -$1.99K
NVS icon
257
Novartis
NVS
$251B
$273K 0.07%
3,556
-49
-1% -$3.76K
AXP icon
258
American Express
AXP
$227B
$271K 0.07%
2,843
-390
-12% -$37.2K
BNS icon
259
Scotiabank
BNS
$78.8B
$267K 0.07%
5,355
+280
+6% +$14K
IWB icon
260
iShares Russell 1000 ETF
IWB
$43.4B
$267K 0.07%
1,924
+56
+3% +$7.77K
CIEN icon
261
Ciena
CIEN
$16.5B
$258K 0.07%
7,601
-1,840
-19% -$62.5K
HYG icon
262
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
$257K 0.07%
3,169
-2,288
-42% -$186K
AVGO icon
263
Broadcom
AVGO
$1.58T
$256K 0.07%
10,060
-1,100
-10% -$28K
GGB icon
264
Gerdau
GGB
$6.39B
$252K 0.06%
84,564
-3,150
-4% -$9.39K
AON icon
265
Aon
AON
$79.9B
$249K 0.06%
+1,710
New +$249K
EQNR icon
266
Equinor
EQNR
$60.1B
$249K 0.06%
11,762
– –
MA icon
267
Mastercard
MA
$528B
$247K 0.06%
1,311
-26
-2% -$4.9K
TSI
268
TCW Strategic Income Fund
TSI
$238M
$246K 0.06%
46,765
– –
CHI
269
Calamos Convertible Opportunities and Income Fund
CHI
$816M
$245K 0.06%
27,623
-2,843
-9% -$25.2K
NRK icon
270
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$842M
$243K 0.06%
20,838
-19,650
-49% -$229K
SCHF icon
271
Schwab International Equity ETF
SCHF
$50.5B
$243K 0.06%
17,118
-12,084
-41% -$172K
ALRM icon
272
Alarm.com
ALRM
$2.84B
$239K 0.06%
4,600
+1,000
+28% +$52K
GLD icon
273
SPDR Gold Trust
GLD
$112B
$239K 0.06%
1,975
– –
WDFC icon
274
WD-40
WDFC
$2.95B
$238K 0.06%
1,300
– –
SNLN
275
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$238K 0.06%
13,875
– –
9 10
11
12 13