We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-11.84%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$389M
AUM Growth
-$55.6M
Cap. Flow
+$970K
Cap. Flow %
0.25%
Top 10 Hldgs %
26.46%
Holding
371
New
26
Increased
114
Reduced
145
Closed
45

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.54M
2
IHF icon
iShares US Healthcare Providers ETF
IHF
+$1.53M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$1.53M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.49M
5
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$1.09M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$1.28M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$1.13M
3
CLF icon
Cleveland-Cliffs
CLF
+$689K
4
ENLC
ENLINK MIDSTREAM, LLC
ENLC
+$585K
5
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$575K

Sector Composition

Rank Sector Weight
1 Technology 12.3%
2 Financials 6.58%
3 Industrials 4.94%
4 Consumer Discretionary 4.79%
5 Healthcare 3.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMP
251
DELISTED
Oasis Midstream Partners LP Common Units Representing Limited Partner Interests
OMP
$284K 0.07%
+17,765
New +$364K
GEL icon
252
Genesis Energy
GEL
$1.84B
$282K 0.07%
15,252
-2,888
-16% -$65K
VOO icon
253
Vanguard S&P 500 ETF
VOO
$968B
$282K 0.07%
1,229
-1,617
-57% -$401K
JCI icon
254
Johnson Controls International
JCI
$87.5B
$278K 0.07%
9,375
+40
+0.4% +$1.32K
RTN
255
DELISTED
Raytheon Company
RTN
$278K 0.07%
1,811
+51
+3% +$9.13K
USMV icon
256
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$276K 0.07%
5,276
-38
-0.7% -$2.09K
NVS icon
257
Novartis
NVS
$295B
$273K 0.07%
3,556
-49
-1% -$3.81K
AXP icon
258
American Express
AXP
$223B
$271K 0.07%
2,843
-390
-12% -$40.8K
BNS icon
259
Scotiabank
BNS
$106B
$267K 0.07%
5,355
+280
+6% +$15.1K
IWB icon
260
iShares Russell 1000 ETF
IWB
$47.7B
$267K 0.07%
1,924
+56
+3% +$8.38K
CIEN icon
261
Ciena
CIEN
$55.3B
$258K 0.07%
7,601
-1,840
-19% -$58.3K
HYG icon
262
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$257K 0.07%
3,169
-2,288
-42% -$192K
AVGO icon
263
Broadcom
AVGO
$1.82T
$256K 0.07%
10,060
-1,100
-10% -$26K
GGB icon
264
Gerdau
GGB
$9.44B
$252K 0.06%
84,564
-3,150
-4% -$10.2K
AON icon
265
Aon
AON
$77.3B
$249K 0.06%
+1,710
New +$266K
EQNR icon
266
Equinor
EQNR
$95.9B
$249K 0.06%
11,762
– –
MA icon
267
Mastercard
MA
$477B
$247K 0.06%
1,311
-26
-2% -$5.16K
TSI
268
TCW Strategic Income Fund
TSI
$212M
$246K 0.06%
46,765
– –
CHI
269
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$245K 0.06%
27,623
-2,843
-9% -$28.3K
NRK icon
270
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$900M
$243K 0.06%
20,838
-19,650
-49% -$229K
SCHF icon
271
Schwab International Equity ETF
SCHF
$65.6B
$243K 0.06%
17,118
-12,084
-41% -$185K
ALRM icon
272
Alarm.com
ALRM
$2.56B
$239K 0.06%
4,600
+1,000
+28% +$48.3K
GLD icon
273
SPDR Gold Trust
GLD
$131B
$239K 0.06%
1,975
– –
WDFC icon
274
WD-40
WDFC
$3.1B
$238K 0.06%
1,300
– –
SNLN
275
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$238K 0.06%
13,875
– –
9 10
11
12 13

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q4 2018 Portfolio in Review

As of Q4 2018, NWAM LLC held 371 positions worth $389M, down 13% from $445M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC's Q4 2018 filing shows 26 new, 114 increased, 145 reduced and 45 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M. The largest sale was Amazon, an estimated $1.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2018 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 29,142 shares worth $1.44M.
  • NWAM LLC added most to Vanguard FTSE Developed Markets ETF in Q4 2018, an estimated $1.49M increase.
  • NWAM LLC's biggest Q4 2018 reduction was Amazon, cutting an estimated $1.28M.
  • NWAM LLC fully exited Cleveland-Cliffs in Q4 2018, selling an estimated $689K.
  • NWAM LLC's ten largest holdings make up 26% of its $389M portfolio in Q4 2018.
  • NWAM LLC opened 26 new positions and closed 45 in Q4 2018.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $389M.

Based on NWAM LLC's 13F filing for Q4 2018, filed 30 Jan 2019.