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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+3.4%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$422M
AUM Growth
+$26.4M
Cap. Flow
+$13.2M
Cap. Flow %
3.12%
Top 10 Hldgs %
26.31%
Holding
375
New
33
Increased
113
Reduced
144
Closed
34

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$8.71M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.4M
3
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.18M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$2.07M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.05M

Top Sells

Rank Stock Value
1
USB icon
US Bancorp
USB
+$7.89M
2
HYLD
High Yield ETF
HYLD
+$1.56M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.3M
4
CRHM
CRH Medical Corporation
CRHM
+$938K
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$829K

Sector Composition

Rank Sector Weight
1 Technology 11.51%
2 Industrials 4.99%
3 Financials 4.67%
4 Consumer Discretionary 4.63%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDP icon
251
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$319K 0.08%
5,773
– –
WBA
252
DELISTED
Walgreens Boots Alliance
WBA
$318K 0.08%
+5,306
New +$342K
VGLT icon
253
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$316K 0.07%
4,229
– –
APU
254
DELISTED
AmeriGas Partners, L.P.
APU
$315K 0.07%
7,462
+6
+0.1% +$250
JCI icon
255
Johnson Controls International
JCI
$87.5B
$312K 0.07%
9,335
– –
ABT icon
256
Abbott
ABT
$180B
$306K 0.07%
5,024
-125
-2% -$7.58K
PM icon
257
Philip Morris
PM
$301B
$301K 0.07%
3,728
-445
-11% -$37.8K
WELL icon
258
Welltower
WELL
$178B
$301K 0.07%
4,802
– –
BNS icon
259
Scotiabank
BNS
$106B
$300K 0.07%
5,235
+1,465
+39% +$88.3K
GGB icon
260
Gerdau
GGB
$9.44B
$296K 0.07%
105,410
-37,466
-26% -$131K
IVE icon
261
iShares S&P 500 Value ETF
IVE
$48.9B
$296K 0.07%
2,691
-3,465
-56% -$384K
M icon
262
Macy's
M
$6.15B
$296K 0.07%
7,898
-729
-8% -$24.4K
IJT icon
263
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$295K 0.07%
3,120
-4,134
-57% -$379K
SRLP
264
DELISTED
SPRAGUE RESOURCES LP
SRLP
$292K 0.07%
+11,500
New +$270K
SBS icon
265
Sabesp
SBS
$19.7B
$291K 0.07%
249,756
-33,389
-12% -$52.5K
MA icon
266
Mastercard
MA
$477B
$289K 0.07%
+1,471
New +$277K
SCHV
267
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$285K 0.07%
16,110
-321
-2% -$5.73K
AVGO icon
268
Broadcom
AVGO
$1.82T
$282K 0.07%
+11,640
New +$285K
BRK.A icon
269
Berkshire Hathaway Class A
BRK.A
$1.07T
$282K 0.07%
1
– –
CIEN icon
270
Ciena
CIEN
$55.3B
$282K 0.07%
10,635
-3,540
-25% -$89.9K
ADI icon
271
Analog Devices
ADI
$181B
$280K 0.07%
2,916
-38
-1% -$3.59K
MSD
272
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$279K 0.07%
31,845
– –
TAHO
273
DELISTED
Tahoe Resources Inc
TAHO
$278K 0.07%
56,418
+20,336
+56% +$102K
INBK icon
274
First Internet Bancorp
INBK
$231M
$270K 0.06%
7,923
+2,405
+44% +$84.2K
CSX icon
275
CSX Corp
CSX
$98.6B
$265K 0.06%
12,486
– –
9 10
11
12 13

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NWAM LLC's Q2 2018 Portfolio in Review

As of Q2 2018, NWAM LLC held 375 positions worth $422M, up 6.7% from $396M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $13.2M of net new capital in Q2 2018, opening 33 new positions and adding to 113 existing holdings. Its largest new stake was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.5% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was iShares TIPS Bond ETF, an estimated $642K trimmed.

  • NWAM LLC's largest Q2 2018 buy was First Trust Energy AlphaDEX Fund: 134,598 shares worth $2.28M.
  • NWAM LLC added most to Microsoft in Q2 2018, an estimated $8.71M increase.
  • NWAM LLC's biggest Q2 2018 reduction was iShares TIPS Bond ETF, cutting an estimated $642K.
  • NWAM LLC fully exited US Bancorp in Q2 2018, selling an estimated $7.89M.
  • NWAM LLC's ten largest holdings make up 26% of its $422M portfolio in Q2 2018.
  • NWAM LLC opened 33 new positions and closed 34 in Q2 2018.
  • NWAM LLC's portfolio value rose 6.7% quarter-over-quarter to $422M.

Based on NWAM LLC's 13F filing for Q2 2018, filed 16 Jul 2018.