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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-1.03%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$396M
AUM Growth
+$971K
Cap. Flow
+$7.15M
Cap. Flow %
1.81%
Top 10 Hldgs %
24.4%
Holding
364
New
41
Increased
115
Reduced
156
Closed
22

Top Buys

Rank Stock Value
1
CNXM
CNX Midstream Partners LP
CNXM
+$1.23M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.2M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.12M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$925K
5
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$830K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$871K
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$788K
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$755K
4
META icon
Meta Platforms (Facebook)
META
+$747K
5
QQQ icon
Invesco QQQ Trust
QQQ
+$673K

Sector Composition

Rank Sector Weight
1 Technology 9.48%
2 Financials 6.75%
3 Industrials 5.43%
4 Consumer Discretionary 4.4%
5 Healthcare 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSD
251
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$299K 0.08%
31,845
– –
NTR icon
252
Nutrien
NTR
$32.7B
$298K 0.08%
+6,297
New +$315K
APU
253
DELISTED
AmeriGas Partners, L.P.
APU
$298K 0.08%
7,456
+7
+0.1% +$311
COP icon
254
ConocoPhillips
COP
$147B
$295K 0.07%
4,982
+52
+1% +$2.94K
SCHV
255
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$289K 0.07%
16,431
-393
-2% -$7.2K
VXUS icon
256
Vanguard Total International Stock ETF
VXUS
$153B
$277K 0.07%
+4,906
New +$284K
TWX
257
DELISTED
Time Warner Inc
TWX
$277K 0.07%
2,934
-297
-9% -$28K
BEST
258
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
$274K 0.07%
1,331
+75
+6% +$14.3K
NVS icon
259
Novartis
NVS
$295B
$272K 0.07%
3,754
-5
-0.1% -$381
ADI icon
260
Analog Devices
ADI
$181B
$269K 0.07%
2,954
-66
-2% -$6.01K
ETP
261
DELISTED
Energy Transfer Partners, L.P.
ETP
$269K 0.07%
16,602
+4,597
+38% +$85.4K
VTRS icon
262
Viatris
VTRS
$20.1B
$268K 0.07%
6,521
-1,071
-14% -$45.7K
AOR icon
263
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.63B
$267K 0.07%
6,000
-99
-2% -$4.48K
UPS icon
264
United Parcel Service
UPS
$97.6B
$265K 0.07%
2,535
+533
+27% +$61.6K
WELL icon
265
Welltower
WELL
$178B
$261K 0.07%
4,802
-4,765
-50% -$269K
TSI
266
TCW Strategic Income Fund
TSI
$212M
$260K 0.07%
46,765
– –
PCI
267
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$260K 0.07%
+11,361
New +$255K
JGH icon
268
Nuveen Global High Income Fund
JGH
$348M
$259K 0.07%
+16,068
New +$266K
M icon
269
Macy's
M
$6.15B
$257K 0.06%
8,627
-1,161
-12% -$31.4K
SPE
270
Special Opportunities Fund
SPE
$140M
$256K 0.06%
18,182
– –
SNLN
271
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$254K 0.06%
13,875
– –
BHK icon
272
BlackRock Core Bond Trust
BHK
$642M
$253K 0.06%
19,294
-8,856
-31% -$118K
FISV
273
Fiserv Inc
FISV
$27.2B
$253K 0.06%
3,542
-92
-3% -$6.47K
NOC icon
274
Northrop Grumman
NOC
$77B
$252K 0.06%
721
– –
HEQ
275
John Hancock Hedged Equity & Income Fund
HEQ
$140M
$251K 0.06%
+15,286
New +$257K
9 10
11
12 13

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NWAM LLC's Q1 2018 Portfolio in Review

As of Q1 2018, NWAM LLC held 364 positions worth $396M, up 0.25% from $395M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC's Q1 2018 filing shows 41 new, 115 increased, 156 reduced and 22 closed positions. Its largest new stake was CNX Midstream Partners LP: 64,773 shares worth $1.19M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $871K.

By sector, the portfolio is most concentrated in Technology at 9.5% of assets, up from 9.3% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q1 2018 buy was CNX Midstream Partners LP: 64,773 shares worth $1.19M.
  • NWAM LLC added most to AdvisorShares Dorsey Wright ADR ETF in Q1 2018, an estimated $1.2M increase.
  • NWAM LLC's biggest Q1 2018 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $871K.
  • NWAM LLC fully exited Waste Management in Q1 2018, selling an estimated $433K.
  • NWAM LLC's ten largest holdings make up 24% of its $396M portfolio in Q1 2018.
  • NWAM LLC opened 41 new positions and closed 22 in Q1 2018.
  • NWAM LLC's portfolio value rose 0.25% quarter-over-quarter to $396M.

Based on NWAM LLC's 13F filing for Q1 2018, filed 16 Apr 2018.