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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+4.73%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$395M
AUM Growth
+$10.1M
Cap. Flow
-$6.25M
Cap. Flow %
-1.58%
Top 10 Hldgs %
24.78%
Holding
343
New
16
Increased
124
Reduced
130
Closed
20

Top Buys

Rank Stock Value
1
HCR
Hi-Crush Inc. Common Stock
HCR
+$763K
2
GCC icon
WisdomTree Enhanced Commodity Strategy Fund
GCC
+$593K
3
GEL icon
Genesis Energy
GEL
+$447K
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$381K
5
PCAR icon
PACCAR
PCAR
+$375K

Top Sells

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$2.54M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.4M
3
CNXM
CNX Midstream Partners LP
CNXM
+$1.01M
4
AAPL icon
Apple
AAPL
+$795K
5
AMZN icon
Amazon
AMZN
+$581K

Sector Composition

Rank Sector Weight
1 Technology 9.3%
2 Financials 7.16%
3 Industrials 5.76%
4 Consumer Discretionary 4.09%
5 Healthcare 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJK icon
251
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$257K 0.07%
+4,768
New +$251K
ATVI
252
DELISTED
Activision Blizzard
ATVI
$257K 0.07%
4,066
+195
+5% +$12.3K
BNS icon
253
Scotiabank
BNS
$106B
$256K 0.06%
3,970
– –
MQY icon
254
BlackRock MuniYield Quality Fund
MQY
$807M
$253K 0.06%
16,650
– –
SNLN
255
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$252K 0.06%
13,875
-2,850
-17% -$52K
CIEN icon
256
Ciena
CIEN
$55.3B
$250K 0.06%
11,950
-186
-2% -$3.94K
MMP
257
DELISTED
Magellan Midstream Partners, L.P.
MMP
$250K 0.06%
3,525
– –
M icon
258
Macy's
M
$6.15B
$247K 0.06%
9,788
-199
-2% -$4.37K
OXY icon
259
Occidental Petroleum
OXY
$57B
$244K 0.06%
3,311
-127
-4% -$8.62K
GASS icon
260
StealthGas
GASS
$328M
$243K 0.06%
55,675
-7,600
-12% -$28.5K
FAM
261
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$243K 0.06%
20,865
– –
UPS icon
262
United Parcel Service
UPS
$97.6B
$239K 0.06%
2,002
+43
+2% +$5.05K
FISV
263
Fiserv Inc
FISV
$27.2B
$238K 0.06%
3,634
-108
-3% -$6.97K
PARAA
264
DELISTED
Paramount Global Class A
PARAA
$238K 0.06%
+4,039
New +$235K
MA icon
265
Mastercard
MA
$477B
$235K 0.06%
1,551
-815
-34% -$121K
KMI icon
266
Kinder Morgan
KMI
$73.1B
$234K 0.06%
12,927
-7,904
-38% -$142K
AIG icon
267
American International
AIG
$41.9B
$232K 0.06%
3,889
+355
+10% +$21.8K
IP icon
268
International Paper
IP
$22.3B
$232K 0.06%
+4,231
New +$227K
CSX icon
269
CSX Corp
CSX
$98.6B
$229K 0.06%
12,486
-1,350
-10% -$23.9K
GD icon
270
General Dynamics
GD
$105B
$229K 0.06%
1,127
-84
-7% -$17.2K
INBK icon
271
First Internet Bancorp
INBK
$231M
$228K 0.06%
5,967
-250
-4% -$9.34K
IWB icon
272
iShares Russell 1000 ETF
IWB
$47.7B
$228K 0.06%
1,532
+1
+0.1% +$145
UYG icon
273
ProShares Ultra Financials
UYG
$811M
$227K 0.06%
5,328
+6
+0.1% +$242
SCHX icon
274
Schwab US Large- Cap ETF
SCHX
$70.9B
$226K 0.06%
21,288
+24
+0.1% +$249
SYK icon
275
Stryker
SYK
$127B
$226K 0.06%
1,462
-143
-9% -$21.8K
9 10
11
12 13

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NWAM LLC's Q4 2017 Portfolio in Review

As of Q4 2017, NWAM LLC held 343 positions worth $395M, up 2.6% from $385M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

NWAM LLC's Q4 2017 filing shows 16 new, 124 increased, 130 reduced and 20 closed positions. Its largest new stake was Hi-Crush Inc. Common Stock: 76,105 shares worth $814K. The largest sale was Alerian MLP ETF, an estimated $2.54M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, up from 8.8% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q4 2017 buy was Hi-Crush Inc. Common Stock: 76,105 shares worth $814K.
  • NWAM LLC added most to BlackRock Credit Allocation Income Trust in Q4 2017, an estimated $381K increase.
  • NWAM LLC's biggest Q4 2017 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $1.4M.
  • NWAM LLC fully exited Alerian MLP ETF in Q4 2017, selling an estimated $2.54M.
  • NWAM LLC's ten largest holdings make up 25% of its $395M portfolio in Q4 2017.
  • NWAM LLC opened 16 new positions and closed 20 in Q4 2017.
  • NWAM LLC's portfolio value rose 2.6% quarter-over-quarter to $395M.

Based on NWAM LLC's 13F filing for Q4 2017, filed 7 Feb 2018.