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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.28%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$234M
AUM Growth
+$4.88M
Cap. Flow
+$3.42M
Cap. Flow %
1.46%
Top 10 Hldgs %
27.04%
Holding
265
New
24
Increased
109
Reduced
60
Closed
14

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.29M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$1.83M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$774K
4
BND icon
Vanguard Total Bond Market
BND
+$731K
5
XOM icon
ExxonMobil
XOM
+$691K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.18M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.03M
3
IBB icon
iShares Biotechnology ETF
IBB
+$1.42M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.25M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.18M

Sector Composition

Rank Sector Weight
1 Technology 8.11%
2 Financials 6.56%
3 Industrials 5.19%
4 Energy 4.31%
5 Real Estate 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCP
251
DELISTED
MOLYCORP INC COM STK
MCP
$4K ﹤0.01%
11,400
-1,000
-8% -$649
BX icon
252
Blackstone
BX
$155B
– –
-7,026
Closed -$233K
CWB icon
253
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
– –
-15,924
Closed -$747K
ED icon
254
Consolidated Edison
ED
$41.4B
– –
-3,780
Closed -$250K
ELD icon
255
WisdomTree Emerging Markets Local Debt Fund
ELD
$142M
– –
-9,187
Closed -$382K
EXEL icon
256
CALL
Exelixis
EXEL
$14.1B
– –
-37,000
Closed -$291K
HD icon
257
Home Depot
HD
$338B
– –
-2,475
Closed -$260K
IAI icon
258
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.42B
– –
-29,271
Closed -$1.25M
IBB icon
259
iShares Biotechnology ETF
IBB
$9.23B
– –
-14,058
Closed -$1.42M
IJR icon
260
CALL
iShares Core S&P Small-Cap ETF
IJR
$110B
– –
-5,400
Closed -$311K
IWS icon
261
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
– –
-14,690
Closed -$1.08M
KRE icon
262
State Street SPDR S&P Regional Banking ETF
KRE
$4.97B
– –
-28,902
Closed -$1.18M
M icon
263
Macy's
M
$6.23B
– –
-3,095
Closed -$203K
MDY icon
264
CALL
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
– –
-1,500
Closed -$390K
BBEP
265
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
– –
-15,446
Closed -$108K
7 8 9 10
11

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NWAM LLC's Q1 2015 Portfolio in Review

As of Q1 2015, NWAM LLC held 265 positions worth $234M, up 2.1% from $229M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC's Q1 2015 filing shows 24 new, 109 increased, 60 reduced and 14 closed positions. Its largest new stake was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $2.18M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.3% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q1 2015 buy was State Street SPDR S&P MIDCAP 400 ETF Trust: 8,503 shares worth $2.36M.
  • NWAM LLC added most to iShares Russell 2000 Growth ETF in Q1 2015, an estimated $774K increase.
  • NWAM LLC's biggest Q1 2015 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $2.18M.
  • NWAM LLC fully exited iShares Biotechnology ETF in Q1 2015, selling an estimated $1.42M.
  • NWAM LLC's ten largest holdings make up 27% of its $234M portfolio in Q1 2015.
  • NWAM LLC opened 24 new positions and closed 14 in Q1 2015.
  • NWAM LLC's portfolio value rose 2.1% quarter-over-quarter to $234M.

Based on NWAM LLC's 13F filing for Q1 2015, filed 9 Sep 2016.