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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$445M
AUM Growth
+$22.7M
Cap. Flow
+$1.33M
Cap. Flow %
0.3%
Top 10 Hldgs %
27.73%
Holding
371
New
30
Increased
130
Reduced
136
Closed
26

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$6.74M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.65M
3
HYLD
High Yield ETF
HYLD
+$1.49M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$879K
5
DMO
Western Asset Mortgage Opportunity Fund
DMO
+$858K

Top Sells

Rank Stock Value
1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$2.28M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$2.04M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.99M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.66M

Sector Composition

Rank Sector Weight
1 Technology 12.9%
2 Financials 6.65%
3 Industrials 5.22%
4 Consumer Discretionary 5.15%
5 Healthcare 3.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDP icon
226
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$374K 0.08%
6,273
+500
+9% +$29K
GPP
227
DELISTED
Green Plains Partners LP
GPP
$370K 0.08%
24,825
-1,144
-4% -$18.1K
VGSH icon
228
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$368K 0.08%
6,161
+19
+0.3% +$1.14K
XLF icon
229
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$368K 0.08%
13,345
-250
-2% -$7K
ABT icon
230
Abbott
ABT
$180B
$367K 0.08%
5,003
-21
-0.4% -$1.38K
CHI
231
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$367K 0.08%
30,466
-71
-0.2% -$871
KO icon
232
Coca-Cola
KO
$354B
$365K 0.08%
7,892
-448
-5% -$20.5K
RTN
233
DELISTED
Raytheon Company
RTN
$364K 0.08%
1,760
+69
+4% +$13.7K
ARCC icon
234
Ares Capital
ARCC
$13.5B
$362K 0.08%
21,080
-785
-4% -$13.5K
PTY icon
235
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$358K 0.08%
20,050
– –
SCZ icon
236
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$355K 0.08%
5,698
+183
+3% +$11.4K
CY
237
DELISTED
Cypress Semiconductor
CY
$348K 0.08%
24,041
+928
+4% +$15.3K
AXP icon
238
American Express
AXP
$223B
$344K 0.08%
3,233
-962
-23% -$100K
NZF icon
239
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$344K 0.08%
23,868
– –
MDT icon
240
Medtronic
MDT
$107B
$339K 0.08%
3,445
+772
+29% +$71.4K
BGT icon
241
BlackRock Floating Rate Income Trust
BGT
$322M
$337K 0.08%
25,494
-1,892
-7% -$24.9K
EQNR icon
242
Equinor
EQNR
$95.9B
$332K 0.07%
11,762
-1,000
-8% -$26.3K
M icon
243
Macy's
M
$6.15B
$329K 0.07%
9,470
+1,572
+20% +$58.5K
HOME
244
DELISTED
At Home Group Inc.
HOME
$329K 0.07%
10,430
– –
JCI icon
245
Johnson Controls International
JCI
$87.5B
$327K 0.07%
9,335
– –
IVE icon
246
iShares S&P 500 Value ETF
IVE
$48.9B
$325K 0.07%
2,802
+111
+4% +$12.7K
RDS.B
247
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$325K 0.07%
4,581
+1,004
+28% +$69.5K
RIO icon
248
Rio Tinto
RIO
$148B
$324K 0.07%
6,350
-700
-10% -$35.7K
BRK.A icon
249
Berkshire Hathaway Class A
BRK.A
$1.07T
$320K 0.07%
1
– –
MMT
250
Aberdeen Multi-Market Income Fund
MMT
$237M
$317K 0.07%
57,269
-15,599
-21% -$87.4K
8 9
10
11 12

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NWAM LLC's Q3 2018 Portfolio in Review

As of Q3 2018, NWAM LLC held 371 positions worth $445M, up 5.4% from $422M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q3 2018 filing shows 30 new, 130 increased, 136 reduced and 26 closed positions. Its largest new stake was US Bancorp: 127,273 shares worth $6.72M. The largest sale was First Trust Energy AlphaDEX Fund, an estimated $2.28M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Financials and Industrials.

  • NWAM LLC's largest Q3 2018 buy was US Bancorp: 127,273 shares worth $6.72M.
  • NWAM LLC added most to iShares S&P Small-Cap 600 Growth ETF in Q3 2018, an estimated $1.65M increase.
  • NWAM LLC's biggest Q3 2018 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $917K.
  • NWAM LLC fully exited First Trust Energy AlphaDEX Fund in Q3 2018, selling an estimated $2.28M.
  • NWAM LLC's ten largest holdings make up 28% of its $445M portfolio in Q3 2018.
  • NWAM LLC opened 30 new positions and closed 26 in Q3 2018.
  • NWAM LLC's portfolio value rose 5.4% quarter-over-quarter to $445M.

Based on NWAM LLC's 13F filing for Q3 2018, filed 9 Oct 2018.