NL

NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
+6.04%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$444M
AUM Growth
+$29.1M
Cap. Flow
+$7.88M
Cap. Flow %
1.77%
Top 10 Hldgs %
27.78%
Holding
368
New
29
Increased
130
Reduced
136
Closed
23

Top Buys

1
USB icon
US Bancorp
USB
$6.72M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
$1.65M
3
HYLD
High Yield ETF
HYLD
$1.49M
4
IVV icon
iShares Core S&P 500 ETF
IVV
$897K
5
DMO
Western Asset Mortgage Opportunity Fund
DMO
$871K

Top Sells

1
FXN icon
First Trust Energy AlphaDEX Fund
FXN
$2.28M
2
XOP icon
SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$2.04M
3
KRE icon
SPDR S&P Regional Banking ETF
KRE
$2M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.99M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$1.66M

Sector Composition

1 Technology 12.92%
2 Financials 6.66%
3 Industrials 5.23%
4 Consumer Discretionary 5.16%
5 Healthcare 3.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GPP
226
DELISTED
Green Plains Partners LP
GPP
$370K 0.08%
24,825
-1,144
-4% -$17.1K
VGSH icon
227
Vanguard Short-Term Treasury ETF
VGSH
$22.9B
$368K 0.08%
6,161
+19
+0.3% +$1.14K
XLF icon
228
Financial Select Sector SPDR Fund
XLF
$53.2B
$368K 0.08%
13,345
-250
-2% -$6.89K
ABT icon
229
Abbott
ABT
$231B
$367K 0.08%
5,003
-21
-0.4% -$1.54K
CHI
230
Calamos Convertible Opportunities and Income Fund
CHI
$816M
$367K 0.08%
30,466
-71
-0.2% -$855
KO icon
231
Coca-Cola
KO
$292B
$365K 0.08%
7,892
-448
-5% -$20.7K
RTN
232
DELISTED
Raytheon Company
RTN
$364K 0.08%
1,760
+69
+4% +$14.3K
ARCC icon
233
Ares Capital
ARCC
$15.8B
$362K 0.08%
21,080
-785
-4% -$13.5K
PTY icon
234
PIMCO Corporate & Income Opportunity Fund
PTY
$2.67B
$358K 0.08%
20,050
– –
SCZ icon
235
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.7B
$355K 0.08%
5,698
+183
+3% +$11.4K
CY
236
DELISTED
Cypress Semiconductor
CY
$348K 0.08%
24,041
+928
+4% +$13.4K
AXP icon
237
American Express
AXP
$227B
$344K 0.08%
3,233
-962
-23% -$102K
NZF icon
238
Nuveen Municipal Credit Income Fund
NZF
$2.36B
$344K 0.08%
23,868
– –
MDT icon
239
Medtronic
MDT
$119B
$339K 0.08%
3,445
+772
+29% +$76K
BGT icon
240
BlackRock Floating Rate Income Trust
BGT
$317M
$337K 0.08%
25,494
-1,892
-7% -$25K
EQNR icon
241
Equinor
EQNR
$60.1B
$332K 0.07%
11,762
-1,000
-8% -$28.2K
M icon
242
Macy's
M
$4.64B
$329K 0.07%
9,470
+1,572
+20% +$54.6K
HOME
243
DELISTED
At Home Group Inc.
HOME
$329K 0.07%
10,430
– –
JCI icon
244
Johnson Controls International
JCI
$69.5B
$327K 0.07%
9,335
– –
IVE icon
245
iShares S&P 500 Value ETF
IVE
$41B
$325K 0.07%
2,802
+111
+4% +$12.9K
RDS.B
246
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$325K 0.07%
4,581
+1,004
+28% +$71.2K
RIO icon
247
Rio Tinto
RIO
$104B
$324K 0.07%
6,350
-700
-10% -$35.7K
BRK.A icon
248
Berkshire Hathaway Class A
BRK.A
$1.08T
$320K 0.07%
1
– –
MMT
249
MFS Multimarket Income Trust
MMT
$263M
$317K 0.07%
57,269
-15,599
-21% -$86.3K
HSBC icon
250
HSBC
HSBC
$227B
$313K 0.07%
+7,474
New +$313K
8 9
10
11 12