NL

NWAM LLC Portfolio holdings

AUM $1.23B
1-Year Return 22.34%
This Quarter Return
+1.28%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$230M
AUM Growth
+$1.98M
Cap. Flow
+$846K
Cap. Flow %
0.37%
Top 10 Hldgs %
27.5%
Holding
258
New
18
Increased
109
Reduced
59
Closed
12

Top Buys

1
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
$2.36M
2
BWX icon
SPDR Bloomberg Barclays International Treasury Bond ETF
BWX
$1.8M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
$804K
4
BND icon
Vanguard Total Bond Market
BND
$733K
5
XOM icon
Exxon Mobil
XOM
$662K

Top Sells

1
IWF icon
iShares Russell 1000 Growth ETF
IWF
$2.2M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
$2.02M
3
IBB icon
iShares Biotechnology ETF
IBB
$1.42M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.25M
5
KRE icon
SPDR S&P Regional Banking ETF
KRE
$1.18M

Sector Composition

1 Technology 8.21%
2 Financials 6.67%
3 Industrials 5.27%
4 Energy 4.38%
5 Real Estate 4.09%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FIG
226
DELISTED
Fortress Investment Group Llc
FIG
$121K 0.05%
15,000
-10,000
-40% -$80.7K
JPC icon
227
Nuveen Preferred & Income Opportunities Fund
JPC
$2.62B
$114K 0.05%
11,950
– –
LEO
228
BNY Mellon Strategic Municipals
LEO
$375M
$109K 0.05%
13,000
– –
WPRT
229
Westport Fuel Systems
WPRT
$43.7M
$109K 0.05%
2,778
-95
-3% -$3.73K
DS
230
DELISTED
Drive Shack Inc.
DS
$94K 0.04%
19,354
-2,891
-13% -$14K
JMM icon
231
Nuveen Multi-Market Income Fund
JMM
$59.9M
$92K 0.04%
12,108
+31
+0.3% +$236
RVLT
232
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$91K 0.04%
8,210
-250
-3% -$2.77K
PBR icon
233
Petrobras
PBR
$78.7B
$90K 0.04%
14,841
– –
PIM
234
Putnam Master Intermediate Income Trust
PIM
$163M
$81K 0.03%
16,598
– –
DSU icon
235
BlackRock Debt Strategies Fund
DSU
$547M
$79K 0.03%
7,090
– –
BTU
236
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$73K 0.03%
995
-44
-4% -$3.23K
UQM
237
DELISTED
UQM Technologies, Inc.
UQM
$54K 0.02%
48,663
-760
-2% -$843
LYG icon
238
Lloyds Banking Group
LYG
$64.5B
$52K 0.02%
11,070
– –
FXEN
239
DELISTED
FX ENERGY INC
FXEN
$24K 0.01%
19,400
+1,000
+5% +$1.24K
ANR
240
DELISTED
ALPHA NATURAL RESOURCES INC.
ANR
$14K 0.01%
14,200
-10,150
-42% -$10K
PZG icon
241
Paramount Gold Nevada
PZG
$74.3M
$13K 0.01%
13,000
– –
HTM
242
DELISTED
U.S. Geothermal Inc.
HTM
$5K ﹤0.01%
1,667
– –
MCP
243
DELISTED
MOLYCORP INC COM STK
MCP
$4K ﹤0.01%
11,400
-1,000
-8% -$351
BX icon
244
Blackstone
BX
$133B
– –
-7,026
Closed -$233K
CWB icon
245
SPDR Bloomberg Convertible Securities ETF
CWB
$4.42B
– –
-15,924
Closed -$747K
ED icon
246
Consolidated Edison
ED
$35.4B
– –
-3,780
Closed -$250K
ELD icon
247
WisdomTree Emerging Markets Local Debt Fund
ELD
$74M
– –
-9,187
Closed -$382K
HD icon
248
Home Depot
HD
$417B
– –
-2,475
Closed -$260K
IAI icon
249
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.46B
– –
-29,271
Closed -$1.25M
IBB icon
250
iShares Biotechnology ETF
IBB
$5.8B
– –
-14,058
Closed -$1.42M
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