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NWAM LLC Portfolio holdings

AUM $1.79B
1-Year Est. Return 29.46%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+29.46%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$230M
AUM Growth
+$1.98M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
257
New
Increased
Reduced
Closed

Top Buys

1
+$2.29M
2
+$1.83M
3
+$774K
4
BND icon
Vanguard Total Bond Market
BND
+$731K
5
XOM icon
Exxon Mobil
XOM
+$691K

Top Sells

1
+$2.18M
2
+$2.03M
3
+$1.42M
4
IAI icon
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
+$1.25M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$1.18M

Sector Composition

1 Technology 8.25%
2 Financials 6.67%
3 Industrials 5.27%
4 Energy 4.38%
5 Real Estate 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
226
$121K 0.05%
15,000
-10,000
227
$114K 0.05%
11,950
228
$109K 0.05%
13,000
229
$109K 0.05%
2,778
-95
230
$94K 0.04%
19,354
-2,891
231
$92K 0.04%
12,108
+31
232
$91K 0.04%
8,210
-250
233
$90K 0.04%
14,841
234
$90K 0.04%
11,460
-250
235
$81K 0.04%
16,598
236
$79K 0.03%
7,090
237
$73K 0.03%
995
-44
238
$54K 0.02%
48,663
-760
239
$52K 0.02%
11,070
240
$24K 0.01%
19,400
+1,000
241
$14K 0.01%
14,200
-10,150
242
$13K 0.01%
13,000
243
$5K ﹤0.01%
1,667
244
$4K ﹤0.01%
11,400
-1,000
245
– –
-7,026
246
– –
-15,924
247
– –
-3,780
248
– –
-9,187
249
– –
-2,475
250
– –
-29,271
7 8 9
10
11