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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$243M
AUM Growth
+$2.52M
Cap. Flow
+$3.71M
Cap. Flow %
1.52%
Top 10 Hldgs %
65.55%
Holding
407
New
25
Increased
57
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.29M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.5M
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.27M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$950K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$823K

Top Sells

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$5.05M
2
RWK icon
Invesco S&P MidCap 400 Revenue ETF
RWK
+$922K
3
RTR
Oppenheimer ADR Revenue ETF
RTR
+$745K
4
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$701K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$192K

Sector Composition

Rank Sector Weight
1 Financials 3.18%
2 Healthcare 1.01%
3 Technology 0.87%
4 Energy 0.87%
5 Consumer Staples 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWR icon
176
iShares Russell Mid-Cap ETF
IWR
$56.1B
$44K 0.02%
1,016
– –
SCI icon
177
Service Corp International
SCI
$11.7B
$44K 0.02%
1,703
– –
CB icon
178
Chubb
CB
$135B
$43K 0.02%
389
– –
CAT icon
179
Caterpillar
CAT
$373B
$42K 0.02%
400
– –
EIX icon
180
Edison International
EIX
$30.3B
$42K 0.02%
666
– –
EPD icon
181
Enterprise Products Partners
EPD
$82.5B
$41K 0.02%
1,250
– –
GIS icon
182
General Mills
GIS
$19.4B
$41K 0.02%
722
– –
BAX icon
183
Baxter International
BAX
$13.8B
$40K 0.02%
1,084
– –
BDJ icon
184
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$40K 0.02%
4,919
+2,919
+146% +$23.8K
KO icon
185
Coca-Cola
KO
$381B
$40K 0.02%
989
+669
+209% +$28K
SLB icon
186
SLB Ltd
SLB
$72.6B
$40K 0.02%
477
– –
SPH icon
187
Suburban Propane Partners
SPH
$1.23B
$40K 0.02%
925
– –
BNY
188
Bank of New York Mellon
BNY
$106B
$39K 0.02%
965
+765
+383% +$29.8K
SU icon
189
Suncor Energy
SU
$78.8B
$39K 0.02%
1,000
– –
CNC icon
190
Centene
CNC
$30.1B
$38K 0.02%
1,076
– –
VLO icon
191
Valero Energy
VLO
$92.6B
$38K 0.02%
600
– –
ESRX
192
DELISTED
Express Scripts Holding Company
ESRX
$38K 0.02%
434
+162
+60% +$13.6K
HYS icon
193
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$36K 0.01%
359
– –
PEG icon
194
Public Service Enterprise Group
PEG
$38.6B
$36K 0.01%
864
– –
DFE icon
195
WisdomTree Europe SmallCap Dividend Fund
DFE
$167M
$35K 0.01%
622
– –
MCK icon
196
McKesson
MCK
$101B
$34K 0.01%
150
– –
UTF icon
197
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$34K 0.01%
1,500
– –
VTRS icon
198
Viatris
VTRS
$20.7B
$33K 0.01%
+557
New +$31.8K
JTD
199
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$33K 0.01%
2,039
+39
+2% +$624
GLO
200
Clough Global Opportunities Fund
GLO
$249M
$32K 0.01%
2,538
– –
6 7
8
9 10

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HFM
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SCA
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BAM
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Klingman & Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Klingman & Associates held 407 positions worth $243M, up 1% from $241M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Klingman & Associates's Q1 2015 filing shows 25 new, 57 increased, 31 reduced and 31 closed positions. Its largest new stake was Vanguard Health Care ETF: 837 shares worth $113K. The largest sale was Invesco S&P 500 Revenue ETF, an estimated $5.05M.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Technology.

  • Klingman & Associates's largest Q1 2015 buy was Vanguard Health Care ETF: 837 shares worth $113K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $2.29M increase.
  • Klingman & Associates's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $192K.
  • Klingman & Associates fully exited Invesco S&P 500 Revenue ETF in Q1 2015, selling an estimated $5.05M.
  • Klingman & Associates's ten largest holdings make up 66% of its $243M portfolio in Q1 2015.
  • Klingman & Associates opened 25 new positions and closed 31 in Q1 2015.
  • Klingman & Associates's portfolio value rose 1% quarter-over-quarter to $243M.

Based on Klingman & Associates's 13F filing for Q1 2015, filed 9 Feb 2016.