Klingman & Associates’s PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund HYS Stock Holding History

Klingman & Associates’s Portfolio HYS Stock Details HYS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-359	Closed	-$33K	–	412
2015 Q3	$33K	Hold	359	–	–	0.01%	228
2015 Q2	$36K	Hold	359	–	–	0.01%	204
2015 Q1	$36K	Hold	359	–	–	0.01%	193
2014 Q4	$36K	Buy	+359	New	+$37K	0.02%	194

Other funds holding HYS

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

WIM

Windhaven Investment Management Boston, Massachusetts $7.79B AUM 7.81% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Klingman & Associates's HYS Position: Q4 2015 in Review

Klingman & Associates sold out of PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) in Q4 2015, closing a stake of 359 shares — an estimated $33K sold.

Klingman & Associates first reported a position in HYS in Q4 2014 and held it in 4 quarters. The position peaked at $36K in Q2 2015. 166 funds tracked by Wall St. Rank hold HYS as of Q4 2015.

Klingman & Associates reported no remaining PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund position as of Q4 2015 after selling out during the quarter.
Klingman & Associates sold 359 PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund shares in Q4 2015, an estimated $33K.
Klingman & Associates first reported a position in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund in Q4 2014 and held it in 4 quarters.
Klingman & Associates's PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund position peaked at $36K in Q2 2015.
166 funds tracked by Wall St. Rank held PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund as of Q4 2015.

Based on Klingman & Associates's 13F filing for Q4 2015, filed 9 Feb 2016.