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PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund

185 hedge funds and large institutions have $1.82B invested in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund in 2014 Q4 according to their latest regulatory filings, with 41 funds opening new positions, 47 increasing their positions, 78 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 28

5% more funds holding

Funds holding: 176185 (+9)

4.13% more ownership

Funds ownership: 57.13%61.26% (+4.1%)

23% less capital invested

Capital invested by funds: $2.38B → $1.82B (-$557M)

31% less funds holding in top 10

Funds holding in top 10: 139 (-4)

40% less repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 78

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $343K

Holders
185
Holders Change
+9
Holders Change %
+5.11%
% of All Funds
4.93%
Holding in Top 10
9
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-30.77%
% of All Funds
0.24%
New
41
Increased
47
Reduced
78
Closed
28
Calls
Puts
$343K
Net Calls
-$343K
Net Calls Change
+$1.09M
Name Holding Trade Value Shares
Change
Change in
Stake
WIM
1
Windhaven Investment Management
Massachusetts
$326M -$41M -397,413 -11%
Allianz Asset Management
2
Allianz Asset Management
Germany
$164M +$4.77M +46,200 +3%
CSIA
3
Charles Schwab Investment Advisory
California
$137M +$7.39M +71,615 +6%
RIG
4
RiverFront Investment Group
Virginia
$126M -$66.1M -640,166 -34%
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$87.9M -$28.6M -277,462 -24%
Ameriprise
6
Ameriprise
Minnesota
$87.1M +$3.98M +38,593 +5%
BTS
7
BB&T Securities
Virginia
$72.3M -$2.64M -25,581 -26%
Wells Fargo
8
Wells Fargo
California
$69.9M +$12.8M +123,900 +22%
Morgan Stanley
9
Morgan Stanley
New York
$64.6M -$9.35M -90,612 -12%
Bank of America
10
Bank of America
North Carolina
$58.6M -$23.2M -224,733 -28%
CC
11
Curian Capital
Colorado
$54.6M -$35.6M -344,627 -39%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$45M -$25.3M -245,054 -35%
UBS Group
13
UBS Group
Switzerland
$31.2M +$32M +309,820 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$31.1M +$1.06M +10,319 +3%
LPL Financial
15
LPL Financial
California
$28.9M -$1.9M -18,370 -6%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$25.9M -$38.4M -371,854 -59%
Barclays
17
Barclays
United Kingdom
$24.4M +$25M +242,016 +11,220%
WI
18
WBI Investments
New Jersey
$20.1M +$2.89M +27,976 +16%
AssetMark Inc
19
AssetMark Inc
California
$18.9M +$2.03M +19,690 +12%
BCI
20
Brinker Capital Investments
Pennsylvania
$18.7M -$4.51M -43,739 -19%
BWM
21
Braver Wealth Management
Massachusetts
$18M +$18.4M +178,786 New
AC
22
AFAM Capital
Texas
$17.2M -$310K -3,003 -2%
CA
23
Capital Advantage
California
$14.6M +$155K +1,503 +1%
FMP
24
Financial Management Professionals
Texas
$13.1M +$13.4M +130,178 New
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$11.2M -$3.22M -31,176 -22%

HYS Hedge Fund Activity: Q4 2014 in Review

185 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) for Q4 2014, worth a combined $1.82B — down 23% from $2.38B a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new HYS positions and 28 closed out — a net gain of 13 holders — while 47 added to existing stakes and 78 trimmed.

The largest buyer was Barclays, adding an estimated $25M. The largest seller was F-Squared Investment Management, exiting entirely with an estimated $85.4M sold.

  • 185 institutional investors held PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) as of Q4 2014, up from 176 in Q3 2014.
  • Funds reported $1.82B of PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund stock for Q4 2014, down 23% quarter-over-quarter.
  • 41 funds opened new PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund positions in Q4 2014 and 28 closed out, a net change of +13 holders.
  • The largest PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund buyer in Q4 2014 was Barclays, an estimated $25M added.
  • The largest PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund seller in Q4 2014 was F-Squared Investment Management, an estimated $85.4M sold.

Based on aggregated 13F filings for Q4 2014.