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PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund

190 hedge funds and large institutions have $1.52B invested in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund in 2016 Q4 according to their latest regulatory filings, with 40 funds opening new positions, 75 increasing their positions, 47 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

208% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 13

60% more repeat investments, than reductions

Existing positions increased: 75 | Existing positions reduced: 47

28% more capital invested

Capital invested by funds: $1.19B → $1.52B (+$333M)

16% more funds holding

Funds holding: 164190 (+26)

10% more funds holding in top 10

Funds holding in top 10: 1011 (+1)

6.15% more ownership

Funds ownership: 61.05%67.2% (+6.1%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $409K

Holders
190
Holders Change
+26
Holders Change %
+15.85%
% of All Funds
4.75%
Holding in Top 10
11
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+10%
% of All Funds
0.28%
New
40
Increased
75
Reduced
47
Closed
13
Calls
Puts
$409K
Net Calls
-$409K
Net Calls Change
+$78K
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
1
JP Morgan Chase
New York
$166M +$98.2M +991,495 +148%
Allianz Asset Management
2
Allianz Asset Management
Germany
$128M +$1.69M +17,015 +1%
RIG
3
RiverFront Investment Group
Virginia
$121M -$34.7M -350,006 -22%
FTUS
4
Flow Traders U.S.
New York
$82.7M +$61.9M +625,253 +309%
Wells Fargo
5
Wells Fargo
California
$74M +$11.4M +114,984 +18%
HIM
6
Hanlon Investment Management
New Jersey
$60.9M +$33.6M +339,642 +126%
WI
7
WBI Investments
New Jersey
$58.7M +$58.2M +587,485 New
VM
8
Value Monitoring
California
$55.5M +$55M +555,708 New
CS
9
Credit Suisse
Switzerland
$51M +$2M +20,237 +4%
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$49.8M -$1.52M -15,377 -3%
Rafferty Asset Management
11
Rafferty Asset Management
New York
$47.3M +$514K +5,187 +1%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$36.7M +$3.94M +39,806 +12%
WIM
13
Windhaven Investment Management
Massachusetts
$34.4M -$69.5M -701,323 -67%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$32.4M +$349K +3,527 +1%
RJA
15
Raymond James & Associates
Florida
$29M -$6.1M -61,575 -17%
Morgan Stanley
16
Morgan Stanley
New York
$28.3M +$4.95M +49,941 +21%
BAM
17
BTS Asset Management
Massachusetts
$27.8M +$22.6M +227,794 +452%
BCI
18
Brinker Capital Investments
Pennsylvania
$24M -$814K -8,219 -3%
LPL Financial
19
LPL Financial
California
$22.7M +$12.4M +124,839 +122%
NA
20
Nottingham Advisors
New York
$22.4M +$637K +6,435 +3%
AssetMark Inc
21
AssetMark Inc
California
$21.8M +$4.22M +42,567 +24%
Ameriprise
22
Ameriprise
Minnesota
$20.6M +$14.8M +149,551 +264%
UBS Group
23
UBS Group
Switzerland
$20.3M +$1.65M +16,648 +9%
Bank of America
24
Bank of America
North Carolina
$18.5M -$2.65M -26,789 -13%
HCM
25
Hilton Capital Management
New York
$15.7M

HYS Hedge Fund Activity: Q4 2016 in Review

190 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) for Q4 2016, worth a combined $1.52B — up 28% from $1.19B a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new HYS positions and 13 closed out — a net gain of 27 holders — while 75 added to existing stakes and 47 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $98.2M. The largest seller was Windhaven Investment Management, cutting an estimated $69.5M.

  • 190 institutional investors held PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund (HYS) as of Q4 2016, up from 164 in Q3 2016.
  • Funds reported $1.52B of PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund stock for Q4 2016, up 28% quarter-over-quarter.
  • 40 funds opened new PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund positions in Q4 2016 and 13 closed out, a net change of +27 holders.
  • The largest PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund buyer in Q4 2016 was JP Morgan Chase, an estimated $98.2M added.
  • The largest PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund seller in Q4 2016 was Windhaven Investment Management, an estimated $69.5M sold.

Based on aggregated 13F filings for Q4 2016.