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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$279M
AUM Growth
+$11.6M
Cap. Flow
+$9.34M
Cap. Flow %
3.35%
Top 10 Hldgs %
60.25%
Holding
432
New
24
Increased
37
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.79M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.23M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.05M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$1.85M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.83M

Top Sells

Rank Stock Value
1
PID icon
Invesco International Dividend Achievers ETF
PID
+$681K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$645K
3
HDV
iShares Core High Dividend ETF
HDV
+$523K
4
NKE icon
Nike
NKE
+$453K
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$406K

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 0.83%
3 Consumer Staples 0.83%
4 Technology 0.74%
5 Industrials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCI
101
Barings Corporate Investors
MCI
$343M
$182K 0.07%
10,703
– –
CMCSA icon
102
Comcast
CMCSA
$85.8B
$170K 0.06%
5,552
– –
MLM icon
103
Martin Marietta Materials
MLM
$35B
$169K 0.06%
1,060
– –
IJK icon
104
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$167K 0.06%
4,120
– –
QAI icon
105
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.01B
$154K 0.06%
+5,340
New +$151K
COST icon
106
Costco
COST
$429B
$153K 0.05%
968
– –
BUD icon
107
AB InBev
BUD
$161B
$148K 0.05%
+1,187
New +$141K
EEFT icon
108
Euronet Worldwide
EEFT
$3.15B
$148K 0.05%
2,000
– –
DIA icon
109
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$147K 0.05%
833
– –
QQQ icon
110
Invesco QQQ Trust
QQQ
$445B
$143K 0.05%
1,314
– –
RFI
111
Cohen & Steers Total Return Realty Fund
RFI
$313M
$143K 0.05%
10,930
– –
SCD
112
LMP Capital and Income Fund
SCD
$353M
$143K 0.05%
11,600
– –
CL icon
113
Colgate-Palmolive
CL
$74.2B
$142K 0.05%
2,011
– –
PGX icon
114
Invesco Preferred ETF
PGX
$3.81B
$138K 0.05%
9,245
+48
+0.5% +$707
BHK icon
115
BlackRock Core Bond Trust
BHK
$646M
– –
0
– –
CVS icon
116
CVS Health
CVS
$140B
$132K 0.05%
1,275
– –
WMT icon
117
Walmart Inc
WMT
$900B
$128K 0.05%
5,610
– –
BMY icon
118
Bristol-Myers Squibb
BMY
$130B
$123K 0.04%
1,933
– –
IJT icon
119
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.27B
$122K 0.04%
1,966
– –
IBM icon
120
IBM
IBM
$214B
$121K 0.04%
837
– –
ADI icon
121
Analog Devices
ADI
$178B
$119K 0.04%
2,010
– –
TPR icon
122
Tapestry
TPR
$30.5B
$119K 0.04%
2,970
– –
DLS icon
123
WisdomTree International SmallCap Dividend Fund
DLS
$1.05B
$118K 0.04%
2,000
– –
STPZ icon
124
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$505M
$118K 0.04%
2,250
– –
EMD
125
DELISTED
Western Asset Emerging Markets
EMD
$116K 0.04%
11,346
– –
3 4
5
6 7

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NSCM
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ACG
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NSUP
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ACM
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TP
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ACP
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Klingman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Klingman & Associates held 432 positions worth $279M, up 4.3% from $267M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Klingman & Associates deployed $9.34M of net new capital in Q1 2016, opening 24 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $645K trimmed.

  • Klingman & Associates's largest Q1 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $4.79M increase.
  • Klingman & Associates's biggest Q1 2016 reduction was Alphabet (Google) Class C, cutting an estimated $645K.
  • Klingman & Associates fully exited Invesco International Dividend Achievers ETF in Q1 2016, selling an estimated $681K.
  • Klingman & Associates's ten largest holdings make up 60% of its $279M portfolio in Q1 2016.
  • Klingman & Associates opened 24 new positions and closed 40 in Q1 2016.
  • Klingman & Associates's portfolio value rose 4.3% quarter-over-quarter to $279M.

Based on Klingman & Associates's 13F filing for Q1 2016, filed 18 Apr 2016.