Klingman & Associates’s State Street SPDR Dow Jones Industrial Average ETF Trust DIA Stock Holding History

Klingman & Associates’s Portfolio DIA Stock Details DIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-33	Closed	-$6K	–	155
2016 Q3	$6K	Hold	33	–	–	﹤0.01%	319
2016 Q2	$6K	Sell	33 -800	-96%	-$142K	﹤0.01%	318
2016 Q1	$147K	Hold	833	–	–	0.05%	109
2015 Q4	$145K	Sell	833 -17	-2%	-$2.97K	0.05%	130
2015 Q3	$138K	Hold	850	–	–	0.05%	134
2015 Q2	$149K	Hold	850	–	–	0.06%	100
2015 Q1	$151K	Buy	850 +50	+6%	+$8.9K	0.06%	94
2014 Q4	$142K	Buy	+800	New	+$139K	0.06%	101

Other funds holding DIA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Churchill Management Los Angeles, California $9.21B AUM 19.91% 1-Year Est. Return

Mizuho Bank Tokyo, Japan $369M AUM 53.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $208B AUM 16.12% 1-Year Est. Return

Natixis Paris, France $28B AUM 26.79% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Klingman & Associates's DIA Position: Q4 2016 in Review

Klingman & Associates sold out of State Street SPDR Dow Jones Industrial Average ETF Trust (DIA) in Q4 2016, closing a stake of 33 shares — an estimated $6K sold.

Klingman & Associates first reported a position in DIA in Q4 2014 and held it in 8 quarters. The position peaked at $151K in Q1 2015. 445 funds tracked by Wall St. Rank hold DIA as of Q4 2016.

Klingman & Associates reported no remaining State Street SPDR Dow Jones Industrial Average ETF Trust position as of Q4 2016 after selling out during the quarter.
Klingman & Associates sold 33 State Street SPDR Dow Jones Industrial Average ETF Trust shares in Q4 2016, an estimated $6K.
Klingman & Associates first reported a position in State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2014 and held it in 8 quarters.
Klingman & Associates's State Street SPDR Dow Jones Industrial Average ETF Trust position peaked at $151K in Q1 2015.
445 funds tracked by Wall St. Rank held State Street SPDR Dow Jones Industrial Average ETF Trust as of Q4 2016.

Based on Klingman & Associates's 13F filing for Q4 2016, filed 26 Jan 2017.