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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.54%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$241M
AUM Growth
–
Cap. Flow
+$241M
Cap. Flow %
99.99%
Top 10 Hldgs %
65.09%
Holding
387
New
382
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$34M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$24M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$20.3M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$18.5M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$14M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 3.43%
2 Energy 1.01%
3 Healthcare 0.9%
4 Technology 0.87%
5 Consumer Staples 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIA icon
101
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$142K 0.06%
+800
New +$139K
COST icon
102
Costco
COST
$421B
$137K 0.06%
+968
New +$132K
DBEF icon
103
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.19B
$136K 0.06%
+5,038
New +$139K
QQQ icon
104
Invesco QQQ Trust
QQQ
$454B
$135K 0.06%
+1,314
New +$133K
BMY icon
105
Bristol-Myers Squibb
BMY
$133B
$133K 0.06%
+2,261
New +$128K
PGX icon
106
Invesco Preferred ETF
PGX
$3.81B
$132K 0.05%
+9,008
New +$131K
DWX icon
107
State Street SPDR S&P International Dividend ETF
DWX
$529M
$130K 0.05%
+3,108
New +$138K
GOOG icon
108
Alphabet (Google) Class C
GOOG
$4.33T
$129K 0.05%
+4,934
New +$132K
EMD
109
DELISTED
Western Asset Emerging Markets
EMD
$124K 0.05%
+11,346
New +$132K
EEM icon
110
iShares MSCI Emerging Markets ETF
EEM
$29B
$123K 0.05%
+3,150
New +$128K
IJT icon
111
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.29B
$120K 0.05%
+1,966
New +$115K
ABT icon
112
Abbott
ABT
$183B
$117K 0.05%
+2,612
New +$114K
EEMV icon
113
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$117K 0.05%
+2,079
New +$122K
MLM icon
114
Martin Marietta Materials
MLM
$32.2B
$116K 0.05%
+1,060
New +$125K
STPZ icon
115
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$506M
$116K 0.05%
+2,250
New +$118K
KMI icon
116
Kinder Morgan
KMI
$71.3B
$114K 0.05%
+2,702
New +$106K
QCOM icon
117
Qualcomm
QCOM
$156B
$114K 0.05%
+1,535
New +$112K
CSCO icon
118
Cisco
CSCO
$457B
$112K 0.05%
+4,040
New +$104K
ADI icon
119
Analog Devices
ADI
$180B
$111K 0.05%
+2,010
New +$103K
CFG icon
120
Citizens Financial Group
CFG
$30.3B
$111K 0.05%
+4,500
New +$107K
DLS icon
121
WisdomTree International SmallCap Dividend Fund
DLS
$1.06B
$111K 0.05%
+2,000
New +$114K
INTC icon
122
Intel
INTC
$469B
$111K 0.05%
+3,060
New +$106K
TPR icon
123
Tapestry
TPR
$30.9B
$111K 0.05%
+2,970
New +$105K
VPL icon
124
Vanguard FTSE Pacific ETF
VPL
$8.13B
$111K 0.05%
+1,960
New +$114K
EEFT icon
125
Euronet Worldwide
EEFT
$2.77B
$109K 0.05%
+2,000
New +$107K
3 4
5
6 7

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HFM
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G
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SCA
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BAM
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Klingman & Associates's Q4 2014 Portfolio in Review

Q4 2014 is the first quarter with a 13F filing on record for Klingman & Associates, which disclosed 387 positions worth $241M. Its ten largest holdings account for 65% of the portfolio.

Its largest position is State Street SPDR S&P 500 ETF Trust: 169,116 shares worth $34.8M.

By sector, the portfolio is most concentrated in Financials at 3.4% of assets, followed by Energy and Healthcare.

  • Klingman & Associates's largest Q4 2014 buy was State Street SPDR S&P 500 ETF Trust: 169,116 shares worth $34.8M.
  • Klingman & Associates's ten largest holdings make up 65% of its $241M portfolio in Q4 2014.
  • Klingman & Associates disclosed 387 positions in Q4 2014, its first 13F filing on record.

Based on Klingman & Associates's 13F filing for Q4 2014, filed 9 Feb 2016.