KA

Klingman & Associates Portfolio holdings

AUM $1.81B
1-Year Return 11.88%
This Quarter Return
-9.6%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$255M
AUM Growth
+$812K
Cap. Flow
+$12.6M
Cap. Flow %
4.96%
Top 10 Hldgs %
58.86%
Holding
478
New
60
Increased
53
Reduced
54
Closed
89

Top Buys

1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
$4.61M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$2.42M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$1.74M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.28M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$1.2M

Top Sells

1
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$5.5M
2
FCT
First Trust Senior Floating Rate Income Fund II
FCT
$1.82M
3
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
$1.27M
4
CHY
Calamos Convertible and High Income Fund
CHY
$809K
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
$700K

Sector Composition

1 Financials 3.33%
2 Energy 1.35%
3 Healthcare 1.26%
4 Technology 1.09%
5 Communication Services 0.83%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RWJ icon
51
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$1.61B
$614K 0.24%
+36,315
New +$614K
GOOG icon
52
Alphabet (Google) Class C
GOOG
$2.81T
$604K 0.24%
+19,320
New +$604K
OEF icon
53
iShares S&P 100 ETF
OEF
$22.2B
$594K 0.23%
7,010
– –
WIP icon
54
SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$337M
$593K 0.23%
11,400
– –
IWB icon
55
iShares Russell 1000 ETF
IWB
$43.5B
$591K 0.23%
5,523
+188
+4% +$20.1K
VSS icon
56
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$9.67B
$566K 0.22%
6,250
– –
PFE icon
57
Pfizer
PFE
$140B
$565K 0.22%
18,989
-834
-4% -$24.8K
AMZN icon
58
Amazon
AMZN
$2.51T
$563K 0.22%
22,000
+21,400
+3,567% +$548K
RTR
59
DELISTED
Oppenheimer ADR Revenue ETF
RTR
$562K 0.22%
+18,750
New +$562K
VVR icon
60
Invesco Senior Income Trust
VVR
$555M
– –
-131,622
Closed -$587K
IWF icon
61
iShares Russell 1000 Growth ETF
IWF
$118B
$543K 0.21%
5,849
+113
+2% +$10.5K
NKE icon
62
Nike
NKE
$111B
$528K 0.21%
8,588
+7,500
+689% +$461K
VYM icon
63
Vanguard High Dividend Yield ETF
VYM
$64.1B
$496K 0.19%
7,920
– –
RSP icon
64
Invesco S&P 500 Equal Weight ETF
RSP
$74B
$489K 0.19%
6,652
– –
INB
65
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
– –
-48,095
Closed -$547K
HON icon
66
Honeywell
HON
$137B
$403K 0.16%
4,470
+1,048
+31% +$94.5K
MRK icon
67
Merck
MRK
$210B
$403K 0.16%
8,566
+4,716
+122% +$222K
DIS icon
68
Walt Disney
DIS
$214B
$398K 0.16%
3,898
– –
IWR icon
69
iShares Russell Mid-Cap ETF
IWR
$44.5B
$389K 0.15%
10,004
+140
+1% +$5.44K
NSL
70
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-65,048
Closed -$416K
EMB icon
71
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.4B
$383K 0.15%
3,600
– –
IWD icon
72
iShares Russell 1000 Value ETF
IWD
$63.7B
$383K 0.15%
4,107
+696
+20% +$64.9K
PXF icon
73
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.1B
$381K 0.15%
10,675
+2,910
+37% +$104K
FRC
74
DELISTED
First Republic Bank
FRC
$376K 0.15%
+6,000
New +$376K
CAH icon
75
Cardinal Health
CAH
$35.7B
$362K 0.14%
4,718
+3,800
+414% +$292K
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3
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