We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-9.61%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$255M
AUM Growth
+$812K
Cap. Flow
+$15.2M
Cap. Flow %
5.97%
Top 10 Hldgs %
58.86%
Holding
476
New
60
Increased
53
Reduced
54
Closed
89

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$4.87M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.84M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.37M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.28M

Top Sells

Rank Stock Value
1
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$5.09M
2
FCT
First Trust Senior Floating Rate Income Fund II
FCT
+$1.81M
3
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$1.24M
4
CHY
Calamos Convertible and High Income Fund
CHY
+$726K
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$664K

Sector Composition

Rank Sector Weight
1 Financials 3.34%
2 Energy 1.35%
3 Healthcare 1.26%
4 Technology 1.09%
5 Communication Services 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMC
401
DELISTED
EMC CORPORATION
EMC
$2K ﹤0.01%
112
– –
ASH icon
402
Ashland
ASH
$3.33B
$1K ﹤0.01%
37
– –
CG icon
403
Carlyle Group
CG
$16.6B
$1K ﹤0.01%
72
-603
-89% -$14.2K
GEF icon
404
Greif
GEF
$4.92B
$1K ﹤0.01%
50
– –
GM icon
405
General Motors
GM
$80.4B
$1K ﹤0.01%
51
+15
+42% +$459
MSI icon
406
Motorola Solutions
MSI
$72.3B
$1K ﹤0.01%
28
– –
NOK icon
407
Nokia
NOK
$51B
$1K ﹤0.01%
265
– –
NOV icon
408
NOV
NOV
$6.93B
$1K ﹤0.01%
37
– –
SAN icon
409
Banco Santander
SAN
$201B
$1K ﹤0.01%
360
– –
SIRI icon
410
SiriusXM
SIRI
$9.98B
$1K ﹤0.01%
50
– –
FAM
411
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-109
Closed -$1.12K
SRF
412
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
– –
0
– –
FTR
413
DELISTED
Frontier Communications Corp.
FTR
$1K ﹤0.01%
28
– –
ALB icon
414
Albemarle
ALB
$13.9B
$0 ﹤0.01%
12
– –
ALTO icon
415
Alto Ingredients
ALTO
$369M
$0 ﹤0.01%
1
-1
-50% -$8
APA icon
416
APA Corp
APA
$13.2B
$0 ﹤0.01%
25
– –
AVNS
417
DELISTED
Avanos Medical
AVNS
$0 ﹤0.01%
29
– –
AVY icon
418
Avery Dennison
AVY
$13B
– –
-87
Closed -$5K
BKNG icon
419
Booking.com
BKNG
$149B
– –
-550
Closed -$25K
BMRN icon
420
BioMarin Pharmaceuticals
BMRN
$11.6B
– –
-172
Closed -$24K
BP icon
421
BP
BP
$116B
$0 ﹤0.01%
24
– –
BTI icon
422
British American Tobacco
BTI
$131B
– –
-254
Closed -$14K
CC icon
423
Chemours
CC
$2.5B
$0 ﹤0.01%
+20
New +$209
CMG icon
424
Chipotle Mexican Grill
CMG
$47.2B
– –
-1,150
Closed -$14K
DD icon
425
DuPont de Nemours
DD
$18.5B
$0 ﹤0.01%
7
– –
15 16
17
18 19

Similar funds

ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.36B AUM 204.53% 1-Year Est. Return
G
GenTrust Miami, Florida $2.34B AUM 18.43% 1-Year Est. Return
MC
Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return
SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
BAM
Berkshire Asset Management Wilkes Barre, Pennsylvania $2.33B AUM 19.33% 1-Year Est. Return

Klingman & Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Klingman & Associates held 476 positions worth $255M, up 0.32% from $254M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Klingman & Associates deployed $15.2M of net new capital in Q3 2015, opening 60 new positions and adding to 53 existing holdings. Its largest new stake was Invesco S&P 500 Revenue ETF: 122,429 shares worth $4.61M.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, up from 3.2% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $290K trimmed.

  • Klingman & Associates's largest Q3 2015 buy was Invesco S&P 500 Revenue ETF: 122,429 shares worth $4.61M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $2.56M increase.
  • Klingman & Associates's biggest Q3 2015 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $290K.
  • Klingman & Associates fully exited ClearBridge MLP and Midstream Fund Inc. in Q3 2015, selling an estimated $5.09M.
  • Klingman & Associates's ten largest holdings make up 59% of its $255M portfolio in Q3 2015.
  • Klingman & Associates opened 60 new positions and closed 89 in Q3 2015.
  • Klingman & Associates's portfolio value rose 0.32% quarter-over-quarter to $255M.

Based on Klingman & Associates's 13F filing for Q3 2015, filed 9 Feb 2016.