KA
SRF

Klingman & Associates’s THE CUSHING ROYALTY & INCOME FUND SRF Stock Holding History

Klingman & Associates’s Portfolio SRF Stock Details SRF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-106
Closed -$1K – 344
2016
Q3 		$1K Hold
106
– – ﹤0.01% 362
2016
Q2 		$1K Hold
106
– – ﹤0.01% 372
2016
Q1 		$1K Hold
106
– – ﹤0.01% 375
2015
Q4 		$1K Buy
+106
New +$1.31K ﹤0.01% 390
2015
Q3 		– Hold
0
– – – 412

Other funds holding SRF

Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
Citigroup
Citigroup New York $235B AUM 32.99% 1-Year Est. Return
AA
Advisory Alpha Holland, Michigan $3.66B AUM 14.99% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
FANJ
Financial Architects (New Jersey) Marlton, New Jersey $663M AUM 15.53% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Klingman & Associates's SRF Position: Q4 2016 in Review

Klingman & Associates sold out of THE CUSHING ROYALTY & INCOME FUND (SRF) in Q4 2016, closing a stake of 106 shares — an estimated $1K sold.

Klingman & Associates first reported a position in SRF in Q4 2015 and held it in 4 quarters. The position peaked at $1K in Q3 2016. 17 funds tracked by Wall St. Rank hold SRF as of Q4 2016.

  • Klingman & Associates reported no remaining THE CUSHING ROYALTY & INCOME FUND position as of Q4 2016 after selling out during the quarter.
  • Klingman & Associates sold 106 THE CUSHING ROYALTY & INCOME FUND shares in Q4 2016, an estimated $1K.
  • Klingman & Associates first reported a position in THE CUSHING ROYALTY & INCOME FUND in Q4 2015 and held it in 4 quarters.
  • Klingman & Associates's THE CUSHING ROYALTY & INCOME FUND position peaked at $1K in Q3 2016.
  • 17 funds tracked by Wall St. Rank held THE CUSHING ROYALTY & INCOME FUND as of Q4 2016.

Based on Klingman & Associates's 13F filing for Q4 2016, filed 26 Jan 2017.