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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-9.61%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$255M
AUM Growth
+$812K
Cap. Flow
+$15.2M
Cap. Flow %
5.97%
Top 10 Hldgs %
58.86%
Holding
476
New
60
Increased
53
Reduced
54
Closed
89

Top Buys

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$4.87M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.84M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.37M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.28M

Top Sells

Rank Stock Value
1
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$5.09M
2
FCT
First Trust Senior Floating Rate Income Fund II
FCT
+$1.81M
3
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$1.24M
4
CHY
Calamos Convertible and High Income Fund
CHY
+$726K
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$664K

Sector Composition

Rank Sector Weight
1 Financials 3.34%
2 Energy 1.35%
3 Healthcare 1.26%
4 Technology 1.09%
5 Communication Services 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRMB icon
351
Trimble
TRMB
$13.2B
$6K ﹤0.01%
370
– –
CCEC
352
Capital Clean Energy Carriers
CCEC
$1.34B
$6K ﹤0.01%
+143
New +$7.25K
KYE
353
DELISTED
Kayne Anderson Energy
KYE
– –
-500
Closed -$8.36K
ADT
354
DELISTED
ADT Corp
ADT
$6K ﹤0.01%
216
– –
AEP icon
355
American Electric Power
AEP
$69.6B
$5K ﹤0.01%
100
– –
AFL icon
356
Aflac
AFL
$64.9B
$5K ﹤0.01%
200
– –
ARCC icon
357
Ares Capital
ARCC
$13.5B
$5K ﹤0.01%
+400
New +$6.28K
CAKE icon
358
Cheesecake Factory
CAKE
$5.04B
$5K ﹤0.01%
93
– –
CRM icon
359
Salesforce
CRM
$151B
$5K ﹤0.01%
80
-546
-87% -$38.7K
DHC
360
Diversified Healthcare Trust
DHC
$2.15B
$5K ﹤0.01%
+328
New +$5.42K
ITB icon
361
iShares US Home Construction ETF
ITB
$2.26B
$5K ﹤0.01%
200
– –
LVS icon
362
Las Vegas Sands
LVS
$31.7B
$5K ﹤0.01%
+150
New +$7.56K
PCF
363
High Income Securities Fund
PCF
$98.8M
– –
-767
Closed -$5.74K
PNR icon
364
Pentair
PNR
$10.4B
$5K ﹤0.01%
153
– –
NXQ
365
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-398
Closed -$5.19K
CAG icon
366
Conagra Brands
CAG
$6.94B
$4K ﹤0.01%
149
– –
LBRDA icon
367
Liberty Broadband Class A
LBRDA
$4.89B
$4K ﹤0.01%
87
– –
NMM icon
368
Navios Maritime Partners
NMM
$2.3B
$4K ﹤0.01%
+43
New +$5.97K
SBUX icon
369
Starbucks
SBUX
$120B
$4K ﹤0.01%
74
-596
-89% -$33.4K
TTE icon
370
TotalEnergies
TTE
$195B
$4K ﹤0.01%
100
-220
-69% -$10.4K
VTN icon
371
Invesco Trust for Investment Grade New York Municipals
VTN
$159M
– –
-300
Closed -$4.04K
WTRG icon
372
Essential Utilities
WTRG
$11.3B
$4K ﹤0.01%
156
– –
WTW icon
373
Willis Towers Watson
WTW
$31.2B
$4K ﹤0.01%
38
– –
SMC
374
Summit Midstream
SMC
$426M
$4K ﹤0.01%
17
– –
SINA
375
DELISTED
Sina Corp
SINA
$4K ﹤0.01%
115
– –
13 14
15
16 17

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SCA
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BAM
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Klingman & Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Klingman & Associates held 476 positions worth $255M, up 0.32% from $254M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Klingman & Associates deployed $15.2M of net new capital in Q3 2015, opening 60 new positions and adding to 53 existing holdings. Its largest new stake was Invesco S&P 500 Revenue ETF: 122,429 shares worth $4.61M.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, up from 3.2% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $290K trimmed.

  • Klingman & Associates's largest Q3 2015 buy was Invesco S&P 500 Revenue ETF: 122,429 shares worth $4.61M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $2.56M increase.
  • Klingman & Associates's biggest Q3 2015 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $290K.
  • Klingman & Associates fully exited ClearBridge MLP and Midstream Fund Inc. in Q3 2015, selling an estimated $5.09M.
  • Klingman & Associates's ten largest holdings make up 59% of its $255M portfolio in Q3 2015.
  • Klingman & Associates opened 60 new positions and closed 89 in Q3 2015.
  • Klingman & Associates's portfolio value rose 0.32% quarter-over-quarter to $255M.

Based on Klingman & Associates's 13F filing for Q3 2015, filed 9 Feb 2016.