Klingman & Associates’s Ares Capital ARCC Stock Holding History

Klingman & Associates’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-400	Closed	-$5K	–	395
2015 Q3	$5K	Buy	+400	New	+$6.28K	﹤0.01%	357

Other funds holding ARCC

TIM

Thornburg Investment Management Santa Fe, New Mexico $10.5B AUM 30.38% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $5.97B AUM 5.11% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return

Klingman & Associates's ARCC Position: Q4 2015 in Review

Klingman & Associates sold out of Ares Capital (ARCC) in Q4 2015, closing a stake of 400 shares — an estimated $5K sold.

Klingman & Associates first reported a position in ARCC in Q3 2015 and held it in 1 quarter. The position peaked at $5K in Q3 2015. 357 funds tracked by Wall St. Rank hold ARCC as of Q4 2015.

Klingman & Associates reported no remaining Ares Capital position as of Q4 2015 after selling out during the quarter.
Klingman & Associates sold 400 Ares Capital shares in Q4 2015, an estimated $5K.
Klingman & Associates first reported a position in Ares Capital in Q3 2015 and held it in 1 quarter.
Klingman & Associates's Ares Capital position peaked at $5K in Q3 2015.
357 funds tracked by Wall St. Rank held Ares Capital as of Q4 2015.

Based on Klingman & Associates's 13F filing for Q4 2015, filed 9 Feb 2016.