KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+3.15%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$329M
AUM Growth
+$329M
Cap. Flow
-$11.3M
Cap. Flow %
-3.43%
Top 10 Hldgs %
68.42%
Holding
381
New
4
Increased
19
Reduced
44
Closed
282

Top Buys

1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$21.1M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$4.12M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$2.64M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.81M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$1.57M

Top Sells

1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
$2.28M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.81M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.7M

Sector Composition

1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EIX icon
326
Edison International
EIX
$21.7B
– –
-666
Closed -$48K
ELME
327
Elme Communities
ELME
$1.5B
– –
-2,000
Closed -$62K
EMLC icon
328
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$3.67B
– –
-195
Closed -$4K
ENB icon
329
Enbridge
ENB
$105B
– –
-700
Closed -$31K
EQR icon
330
Equity Residential
EQR
$24.8B
– –
-460
Closed -$30K
ETV
331
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.63B
– –
-1,800
Closed -$27K
EVG
332
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
– –
-1,000
Closed -$14K
EWT icon
333
iShares MSCI Taiwan ETF
EWT
$6.02B
– –
-185
Closed -$3K
EXG icon
334
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.71B
– –
-983
Closed -$9K
FDX icon
335
FedEx
FDX
$53B
– –
-637
Closed -$111K
FE icon
336
FirstEnergy
FE
$25.1B
– –
-333
Closed -$11K
FLS icon
337
Flowserve
FLS
$6.94B
– –
-1,800
Closed -$87K
FOF icon
338
Cohen & Steers Closed End Opportunity Fund
FOF
$361M
– –
-6,000
Closed -$74K
FWONA icon
339
Liberty Media Series A
FWONA
$22.5B
– –
-12
Closed –
GAM
340
General American Investors Company
GAM
$1.39B
– –
-679
Closed -$22K
GDO
341
Western Asset Global Corporate Defined Opportunity Fund
GDO
$89.9M
– –
0
– –
GILD icon
342
Gilead Sciences
GILD
$140B
– –
-100
Closed -$8K
GIS icon
343
General Mills
GIS
$26.5B
– –
-722
Closed -$46K
GLD icon
344
SPDR Gold Trust
GLD
$109B
– –
-1
Closed –
GLO
345
Clough Global Opportunities Fund
GLO
$236M
– –
-2,538
Closed -$25K
GM icon
346
General Motors
GM
$55.4B
– –
-98
Closed -$3K
GOOG icon
347
Alphabet (Google) Class C
GOOG
$2.54T
– –
-184
Closed -$143K
GOOGL icon
348
Alphabet (Google) Class A
GOOGL
$2.53T
– –
-93
Closed -$75K
GS icon
349
Goldman Sachs
GS
$222B
– –
-185
Closed -$30K
GSK icon
350
GSK
GSK
$79.3B
– –
-100
Closed -$4K
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14
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