We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$329M
AUM Growth
-$2.49M
Cap. Flow
-$12.2M
Cap. Flow %
-3.71%
Top 10 Hldgs %
68.42%
Holding
378
New
4
Increased
19
Reduced
44
Closed
281

Top Buys

Rank Stock Value
1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$20.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.95M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.58M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.7M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.58M

Top Sells

Rank Stock Value
1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$2.3M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.77M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.66M

Sector Composition

Rank Sector Weight
1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLRE icon
326
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.72B
– –
-19
Closed -$1K
XWEL icon
327
XWELL
XWEL
$8.95M
– –
0
– –
ZBH icon
328
Zimmer Biomet
ZBH
$18.8B
– –
-206
Closed -$26K
ZTS icon
329
Zoetis
ZTS
$32.7B
– –
-875
Closed -$46K
BSCO
330
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
– –
-3,810
Closed -$81K
MRO
331
DELISTED
Marathon Oil Corporation
MRO
– –
-200
Closed -$3K
FAM
332
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-109
Closed -$1K
LSXMA
333
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
– –
-69
Closed -$2K
CEM
334
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-59,610
Closed -$4.85M
STON
335
DELISTED
StoneMor Inc.
STON
– –
-200
Closed -$5K
CDK
336
DELISTED
CDK Global, Inc.
CDK
– –
-189
Closed -$11K
BSCL
337
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
– –
-8,350
Closed -$180K
NXQ
338
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-398
Closed -$6K
JTD
339
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-2,039
Closed -$30K
SINA
340
DELISTED
Sina Corp
SINA
– –
-115
Closed -$8K
AIG.WS
341
DELISTED
American International Group, Inc.
AIG.WS
– –
-3
Closed –
HSBC.PRA
342
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
– –
-375
Closed -$10K
MNK
343
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-54
Closed -$4K
SRF
344
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
– –
-106
Closed -$1K
WBC
345
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-200
Closed -$23K
JCP
346
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-21
Closed –
AGN
347
DELISTED
Allergan plc
AGN
– –
-262
Closed -$60K
S
348
DELISTED
Sprint Corporation
S
– –
-627
Closed -$4K
ASNA
349
DELISTED
Ascena Retail Group, Inc.
ASNA
– –
-80
Closed -$9K
GM.WS.B
350
DELISTED
General Motors Company
GM.WS.B
– –
-47
Closed -$1K
12 13
14
15 16

Similar funds

ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.36B AUM 204.53% 1-Year Est. Return
G
GenTrust Miami, Florida $2.34B AUM 18.43% 1-Year Est. Return
MC
Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return
SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
BAM
Berkshire Asset Management Wilkes Barre, Pennsylvania $2.33B AUM 19.33% 1-Year Est. Return

Klingman & Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Klingman & Associates held 378 positions worth $329M, down 0.75% from $332M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Klingman & Associates withdrew a net $12.2M in Q4 2016, closing 281 positions and reducing 44 holdings. Its most notable exit was Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020, an estimated $15.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 3.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Klingman & Associates opened a new position in UBS E-TRACS Alerian MLP Infrastructure ETN worth $21.1M.

  • Klingman & Associates's largest Q4 2016 buy was UBS E-TRACS Alerian MLP Infrastructure ETN: 742,074 shares worth $21.1M.
  • Klingman & Associates added most to iShares Core S&P Mid-Cap ETF in Q4 2016, an estimated $3.95M increase.
  • Klingman & Associates's biggest Q4 2016 reduction was iShares TIPS Bond ETF, cutting an estimated $2.3M.
  • Klingman & Associates fully exited Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020 in Q4 2016, selling an estimated $15.8M.
  • Klingman & Associates's ten largest holdings make up 68% of its $329M portfolio in Q4 2016.
  • Klingman & Associates opened 4 new positions and closed 281 in Q4 2016.
  • Klingman & Associates's portfolio value fell 0.75% quarter-over-quarter to $329M.

Based on Klingman & Associates's 13F filing for Q4 2016, filed 26 Jan 2017.