Klingman & Associates’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Klingman & Associates’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-375	Closed	-$10K	–	342
2016 Q3	$10K	Hold	375	–	–	﹤0.01%	294
2016 Q2	$10K	Hold	375	–	–	﹤0.01%	300
2016 Q1	$10K	Hold	375	–	–	﹤0.01%	296
2015 Q4	$10K	Hold	375	–	–	﹤0.01%	305
2015 Q3	$9K	Hold	375	–	–	﹤0.01%	323
2015 Q2	$9K	Hold	375	–	–	﹤0.01%	319
2015 Q1	$10K	Hold	375	–	–	﹤0.01%	281
2014 Q4	$9K	Buy	+375	New	+$9.53K	﹤0.01%	291

Other funds holding HSBC.PRA

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

PineBridge Investments New York $11.9B AUM 23.42% 1-Year Est. Return

Klingman & Associates's HSBC.PRA Position: Q4 2016 in Review

Klingman & Associates sold out of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) in Q4 2016, closing a stake of 375 shares — an estimated $10K sold.

Klingman & Associates first reported a position in HSBC.PRA in Q4 2014 and held it in 8 quarters. The position peaked at $10K in Q3 2016. 97 funds tracked by Wall St. Rank hold HSBC.PRA as of Q4 2016.

Klingman & Associates reported no remaining HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position as of Q4 2016 after selling out during the quarter.
Klingman & Associates sold 375 HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) shares in Q4 2016, an estimated $10K.
Klingman & Associates first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q4 2014 and held it in 8 quarters.
Klingman & Associates's HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $10K in Q3 2016.
97 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q4 2016.

Based on Klingman & Associates's 13F filing for Q4 2016, filed 26 Jan 2017.