David Shaw’s Caterpillar CAT Stock Holding History
Bought
Maintained
Sold
| Quarter | Market Value | Status | Shares |
Change in Stake | Trade Value | Portfolio Weight | Portfolio Position | |
|---|---|---|---|---|---|---|---|---|
|
2026
Q2 | $178M | Sell |
167,200
-19,000
| -10% | -$16.7M | 0.08% | 245 |
|
|
2026
Q1 | $132M | Buy |
186,200
+47,100
| +34% | +$32.6M | 0.08% | 290 |
|
|
2025
Q4 | $79.7M | Buy |
139,100
+39,200
| +39% | +$21.8M | 0.04% | 500 |
|
|
2025
Q3 | $47.7M | Sell |
99,900
-9,600
| -9% | -$4.1M | 0.03% | 683 |
|
|
2025
Q2 | $42.5M | Sell |
109,500
-110,200
| -50% | -$36.7M | 0.03% | 637 |
|
|
2025
Q1 | $72.5M | Sell |
219,700
-116,400
| -35% | -$41.5M | 0.06% | 361 |
|
|
2024
Q4 | $122M | Sell |
336,100
-114,400
| -25% | -$44.4M | 0.09% | 271 |
|
|
2024
Q3 | $176M | Sell |
450,500
-41,600
| -8% | -$14.4M | 0.15% | 144 |
|
|
2024
Q2 | $164M | Buy |
492,100
+95,500
| +24% | +$33.1M | 0.15% | 140 |
|
|
2024
Q1 | $145M | Sell |
396,600
-91,600
| -19% | -$29.3M | 0.12% | 172 |
|
|
2023
Q4 | $144M | Buy |
488,200
+3,800
| +0.8% | +$986K | 0.13% | 180 |
|
|
2023
Q3 | $132M | Buy |
484,400
+89,600
| +23% | +$24.3M | 0.14% | 164 |
|
|
2023
Q2 | $97.1M | Buy |
394,800
+100,900
| +34% | +$22.5M | 0.1% | 233 |
|
|
2023
Q1 | $67.3M | Sell |
293,900
-103,300
| -26% | -$25M | 0.07% | 330 |
|
|
2022
Q4 | $95.2M | Buy |
397,200
+243,800
| +159% | +$53.1M | 0.11% | 221 |
|
|
2022
Q3 | $25.2M | Sell |
153,400
-66,400
| -30% | -$12.1M | 0.03% | 717 |
|
|
2022
Q2 | $39.3M | Sell |
219,800
-38,000
| -15% | -$8.01M | 0.05% | 509 |
|
|
2022
Q1 | $57.4M | Sell |
257,800
-55,000
| -18% | -$11.5M | 0.05% | 429 |
|
|
2021
Q4 | $64.7M | Buy |
312,800
+221,200
| +241% | +$44.5M | 0.05% | 438 |
|
|
2021
Q3 | $17.6M | Sell |
91,600
-24,600
| -21% | -$5.12M | 0.02% | 1104 |
|
|
2021
Q2 | $25.3M | Sell |
116,200
-16,700
| -13% | -$3.86M | 0.02% | 887 |
|
|
2021
Q1 | $30.8M | Sell |
132,900
-95,600
| -42% | -$19.8M | 0.03% | 699 |
|
|
2020
Q4 | $41.6M | Buy |
228,500
+66,300
| +41% | +$11.2M | 0.04% | 583 |
|
|
2020
Q3 | $24.2M | Buy |
162,200
+139,200
| +605% | +$19.6M | 0.02% | 735 |
|
|
2020
Q2 | $2.91M | Sell |
23,000
-122,000
| -84% | -$14.5M | ﹤0.01% | 2105 |
|
|
2020
Q1 | $16.8M | Sell |
145,000
-297,200
| -67% | -$38M | 0.03% | 721 |
|
|
2019
Q4 | $65.3M | Buy |
442,200
+75,700
| +21% | +$10.6M | 0.07% | 310 |
|
|
2019
Q3 | $46.3M | Sell |
366,500
-14,900
| -4% | -$1.89M | 0.06% | 405 |
|
|
2019
Q2 | $52M | Sell |
381,400
-155,200
| -29% | -$20.5M | 0.06% | 368 |
|
|
2019
Q1 | $72.7M | Sell |
536,600
-131,100
| -20% | -$17.4M | 0.09% | 265 |
|
|
2018
Q4 | $84.8M | Buy |
667,700
+80,400
| +14% | +$10.5M | 0.12% | 194 |
|
|
2018
Q3 | $89.6M | Buy |
587,300
+159,300
| +37% | +$22.5M | 0.11% | 231 |
|
|
2018
Q2 | $58.1M | Buy |
428,000
+120,200
| +39% | +$18M | 0.08% | 325 |
|
|
2018
Q1 | $45.4M | Buy |
307,800
+79,200
| +35% | +$12.5M | 0.06% | 382 |
|
|
2017
Q4 | $36M | Sell |
228,600
-217,800
| -49% | -$30.2M | 0.05% | 441 |
|
|
2017
Q3 | $55.7M | Buy |
446,400
+28,300
| +7% | +$3.26M | 0.09% | 294 |
|
|
2017
Q2 | $44.9M | Sell |
418,100
-35,100
| -8% | -$3.57M | 0.07% | 319 |
|
|
2017
Q1 | $42M | Sell |
453,200
-268,200
| -37% | -$25.4M | 0.07% | 326 |
|
|
2016
Q4 | $66.9M | Buy |
721,400
+58,500
| +9% | +$5.3M | 0.11% | 208 |
|
|
2016
Q3 | $58.8M | Buy |
662,900
+34,900
| +6% | +$2.86M | 0.1% | 233 |
|
|
2016
Q2 | $47.6M | Buy |
628,000
+45,800
| +8% | +$3.43M | 0.09% | 275 |
|
|
2016
Q1 | $44.6M | Buy |
582,200
+130,700
| +29% | +$8.77M | 0.08% | 286 |
|
|
2015
Q4 | $30.7M | Buy |
451,500
+127,700
| +39% | +$8.93M | 0.05% | 453 |
|
|
2015
Q3 | $21.2M | Buy |
323,800
+6,900
| +2% | +$528K | 0.03% | 594 |
|
|
2015
Q2 | $26.9M | Buy |
316,900
+186,900
| +144% | +$16.1M | 0.04% | 521 |
|
|
2015
Q1 | $10.4M | Sell |
130,000
-50,300
| -28% | -$4.18M | 0.02% | 942 |
|
|
2014
Q4 | $16.5M | Sell |
180,300
-434,900
| -71% | -$42.3M | 0.02% | 804 |
|
|
2014
Q3 | $60.9M | Sell |
615,200
-167,100
| -21% | -$17.7M | 0.08% | 289 |
|
|
2014
Q2 | $85M | Buy |
782,300
+297,900
| +61% | +$31.3M | 0.12% | 201 |
|
|
2014
Q1 | $48.1M | Sell |
484,400
-171,600
| -26% | -$16.2M | 0.07% | 312 |
|
|
2013
Q4 | $59.6M | Buy |
656,000
+82,800
| +14% | +$7.07M | 0.08% | 260 |
|
|
2013
Q3 | $47.8M | Hold |
573,200
| – | – | 0.08% | 276 |
|
|
2013
Q2 | $47.3M | Buy |
+573,200
| New | +$48.7M | 0.09% | 235 |
|
Other funds holding CAT
David Shaw's CAT Position: Q2 2026 in Review
David Shaw increased its Caterpillar (CAT) stake by 133% in Q2 2026, buying an estimated $62.4M and bringing the position to 124,461 shares worth $133M. The position accounts for 0.06% of the portfolio, ranked #343.
David Shaw first reported a position in CAT in Q2 2013 and has held it in 53 quarters since. The position peaked at $531M in Q3 2024. 4,028 funds tracked by Wall St. Rank hold CAT as of Q2 2026.
- David Shaw held 124,461 shares of Caterpillar worth $133M as of Q2 2026.
- David Shaw bought 71,057 Caterpillar shares in Q2 2026, an estimated $62.4M.
- Caterpillar made up 0.06% of David Shaw's portfolio in Q2 2026, its #343 holding.
- David Shaw first reported a position in Caterpillar in Q2 2013 and has held it in 53 quarters since.
- David Shaw's Caterpillar position peaked at $531M in Q3 2024.
- 4,028 funds tracked by Wall St. Rank held Caterpillar as of Q2 2026.
Based on D.E. Shaw & Co's 13F filing for Q2 2026, filed 14 Aug 2026.