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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFH icon
1801
Dream Finders Homes
DFH
$1.31B
$0 ﹤0.01%
35
– –
DOX icon
1802
Amdocs
DOX
$6.21B
$0 ﹤0.01%
+7
New +$542
DPG
1803
Duff & Phelps Utility and Infrastructure Fund
DPG
$519M
– –
-2,000
Closed -$28K
DTM icon
1804
DT Midstream
DTM
$13.7B
$0 ﹤0.01%
+4
New +$175
DVN icon
1805
Devon Energy
DVN
$49.9B
$0 ﹤0.01%
19
– –
DXC icon
1806
DXC Technology
DXC
$1.74B
$0 ﹤0.01%
28
– –
E icon
1807
ENI
E
$79.5B
$0 ﹤0.01%
+12
New +$293
EG icon
1808
Everest Group
EG
$14.2B
$0 ﹤0.01%
+1
New +$256
ENPH icon
1809
Enphase Energy
ENPH
$5.47B
$0 ﹤0.01%
+2
New +$343
ERC
1810
Allspring Multi-Sector Income Fund
ERC
$261M
$0 ﹤0.01%
20
– –
ERIC icon
1811
Ericsson
ERIC
$32.9B
$0 ﹤0.01%
20
– –
ESTC icon
1812
Elastic
ESTC
$7.92B
$0 ﹤0.01%
+4
New +$615
FDG icon
1813
American Century Focused Dynamic Growth ETF
FDG
$429M
– –
-430
Closed -$34K
SYSB
1814
iShares Systematic Bond ETF
SYSB
$1.17B
– –
-2,419
Closed -$243K
FLS icon
1815
Flowserve
FLS
$10.1B
$0 ﹤0.01%
+11
New +$430
FNDC icon
1816
Schwab Fundamental International Small Company Index ETF
FNDC
$3.14B
$0 ﹤0.01%
18
– –
FNDF icon
1817
Schwab Fundamental International Large Company Index ETF
FNDF
$25.6B
$0 ﹤0.01%
29
– –
FOF icon
1818
Cohen & Steers Closed End Opportunity Fund
FOF
$383M
– –
-5,500
Closed -$79K
FOX icon
1819
Fox Class B
FOX
$23.6B
$0 ﹤0.01%
+2
New +$69
FUN icon
1820
Cedar Fair
FUN
$1.63B
$0 ﹤0.01%
+3
New +$132
FUTU icon
1821
Futu Holdings
FUTU
$15.2B
$0 ﹤0.01%
7
-6
-46% -$662
FXF icon
1822
Invesco CurrencyShares Swiss Franc Trust
FXF
$397M
– –
-455
Closed -$44K
FYT icon
1823
First Trust Small Cap Value AlphaDEX Fund
FYT
$199M
– –
-599
Closed -$30K
GDRX icon
1824
GoodRx Holdings
GDRX
$1.29B
$0 ﹤0.01%
3
-5
-63% -$181
GEN icon
1825
Gen Digital
GEN
$17.5B
$0 ﹤0.01%
+22
New +$573
71 72
73
74 75

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6M
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RFA
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.