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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULTA icon
451
Ulta Beauty
ULTA
$23.6B
$151K 0.01%
420
-17
-4% -$6.14K
VOE icon
452
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$151K 0.01%
1,084
+1
+0.1% +$142
KHC icon
453
Kraft Heinz
KHC
$29.6B
$149K 0.01%
4,061
+244
+6% +$9.19K
VDC icon
454
Vanguard Consumer Staples ETF
VDC
$7.94B
$149K 0.01%
835
– –
FIS icon
455
Fidelity National Information Services
FIS
$21.9B
$146K 0.01%
1,200
+71
+6% +$9.52K
SE icon
456
Sea Limited
SE
$70.3B
$145K 0.01%
456
+6
+1% +$1.84K
TT icon
457
Trane Technologies
TT
$105B
$145K 0.01%
840
+8
+1% +$1.54K
COF icon
458
Capital One
COF
$134B
$143K 0.01%
887
-391
-31% -$63.8K
FFC
459
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$783M
$143K 0.01%
6,459
– –
IEF icon
460
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$143K 0.01%
1,249
+335
+37% +$39.2K
OXY icon
461
Occidental Petroleum
OXY
$58.6B
$143K 0.01%
4,852
+802
+20% +$21.4K
FDUS icon
462
Fidus Investment
FDUS
$753M
$142K 0.01%
8,190
– –
BN icon
463
Brookfield
BN
$109B
$140K 0.01%
4,863
+91
+2% +$2.66K
CINF icon
464
Cincinnati Financial
CINF
$26.7B
$140K 0.01%
1,230
– –
FAST icon
465
Fastenal
FAST
$59.8B
$139K 0.01%
5,420
-632
-10% -$17.1K
LIN icon
466
Linde
LIN
$227B
$138K 0.01%
471
+39
+9% +$11.9K
VTRS icon
467
Viatris
VTRS
$18.7B
$138K 0.01%
10,184
-1,817
-15% -$25.8K
OIL
468
DELISTED
iPath Series B S&P GSCI Crude Oil ETN
OIL
$138K 0.01%
6,077
-11,396
-65% -$259K
MRSH
469
Marsh
MRSH
$91B
$137K 0.01%
908
+8
+0.9% +$1.21K
XYZ
470
Block Inc
XYZ
$47.5B
$137K 0.01%
575
+57
+11% +$14.6K
VAW icon
471
Vanguard Materials ETF
VAW
$3.1B
$136K 0.01%
789
– –
CI icon
472
Cigna
CI
$73.6B
$135K 0.01%
676
+20
+3% +$4.35K
SCHQ
473
Schwab Long-Term US Treasury ETF
SCHQ
$792M
$135K 0.01%
+2,710
New +$140K
ANSS
474
DELISTED
Ansys
ANSS
$134K 0.01%
395
– –
VTIP icon
475
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$133K 0.01%
2,541
– –
17 18
19
20 21

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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.