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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+3.29%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$174M
AUM Growth
+$2.34M
Cap. Flow
-$36.3M
Cap. Flow %
-20.9%
Top 10 Hldgs %
81.77%
Holding
49
New
3
Increased
10
Reduced
4
Closed
5

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.05M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$1.03M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$905K
4
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$892K
5
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$440K

Top Sells

Rank Stock Value
1
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$5.82M
2
SWT
Stanley Black & Decker, Inc.
SWT
+$1.13M
3
EFL
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
+$404K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$209K
5
AVYA
Avaya Holdings Corp. Common Stock
AVYA
+$64K

Sector Composition

Rank Sector Weight
1 Real Estate 0.79%
2 Communication Services 0.38%
3 Energy 0.25%
4 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSV icon
26
Vanguard Short-Term Bond ETF
BSV
$45.6B
$247K 0.14%
3,283
– –
ETB
27
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$460M
$220K 0.13%
+16,756
New +$239K
NHS
28
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$205K 0.12%
24,108
– –
HIX
29
Western Asset High Income Fund II
HIX
$355M
$204K 0.12%
42,209
-9,671
-19% -$46.6K
HNW
30
DELISTED
Pioneer Diversified High Income Fund
HNW
$194K 0.11%
+19,260
New +$196K
PHD
31
DELISTED
Pioneer Floating Rate Fund
PHD
$119K 0.07%
13,528
– –
NCMI icon
32
National CineMedia
NCMI
$208M
$74.3K 0.04%
33,775
+8,117
+32% +$35.6K
AVYA
33
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-39,959
Closed -$64K
SWT
34
DELISTED
Stanley Black & Decker, Inc.
SWT
– –
-23,000
Closed -$1.13M
DTP
35
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
– –
-116,000
Closed -$5.82M
EFL
36
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
– –
-46,973
Closed -$404K
HYT.RT
37
DELISTED
BlackRock Corporate High Yield Fund, Inc. Rights (expiring October 13, 2022)
HYT.RT
– –
-31,425
Closed –
1
2

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Aegon USA Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Aegon USA Investment Management held 49 positions worth $174M, up 1.4% from $171M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Aegon USA Investment Management withdrew a net $36.3M in Q4 2022, closing 5 positions and reducing 4 holdings. Its most notable exit was DTE Energy Company 2019 Corporate Units, an estimated $5.82M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 0.79% of assets, down from 0.88% a quarter earlier, followed by Communication Services and Energy.

Against the trend, Aegon USA Investment Management opened a new position in Invesco Senior Loan ETF worth $1.04M.

  • Aegon USA Investment Management's largest Q4 2022 buy was Invesco Senior Loan ETF: 50,600 shares worth $1.04M.
  • Aegon USA Investment Management added most to State Street Blackstone Senior Loan ETF in Q4 2022, an estimated $1.03M increase.
  • Aegon USA Investment Management's biggest Q4 2022 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $209K.
  • Aegon USA Investment Management fully exited DTE Energy Company 2019 Corporate Units in Q4 2022, selling an estimated $5.82M.
  • Aegon USA Investment Management's ten largest holdings make up 82% of its $174M portfolio in Q4 2022.
  • Aegon USA Investment Management opened 3 new positions and closed 5 in Q4 2022.
  • Aegon USA Investment Management's portfolio value rose 1.4% quarter-over-quarter to $174M.

Based on Aegon USA Investment Management's 13F filing for Q4 2022, filed 20 Jan 2023.