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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
-3.54%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$171M
AUM Growth
-$14.5M
Cap. Flow
-$39.6M
Cap. Flow %
-23.14%
Top 10 Hldgs %
79.02%
Holding
48
New
2
Increased
9
Reduced
7
Closed
3

Top Buys

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$3.25M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$1.46M
3
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$1.28M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.21M
5
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$1.02M

Top Sells

Rank Stock Value
1
SOLN
The Southern Company
SOLN
+$5.75M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$5.38M
3
HIX
Western Asset High Income Fund II
HIX
+$269K
4
CBL
CBL Properties
CBL
+$186K
5
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$175K

Sector Composition

Rank Sector Weight
1 Real Estate 0.88%
2 Communication Services 0.53%
3 Energy 0.23%
4 Technology 0.04%
5 Utilities 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSV icon
26
Vanguard Short-Term Bond ETF
BSV
$45.6B
$246K 0.14%
3,283
– –
ISD
27
PGIM High Yield Bond Fund
ISD
$419M
$242K 0.14%
20,953
– –
HIX
28
Western Asset High Income Fund II
HIX
$355M
$226K 0.13%
51,880
-50,899
-50% -$269K
NHS
29
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$190K 0.11%
24,108
-19,873
-45% -$175K
NCMI icon
30
National CineMedia
NCMI
$208M
$167K 0.1%
25,658
+1,146
+5% +$13.8K
FCT
31
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$149K 0.09%
+14,889
New +$152K
PHD
32
DELISTED
Pioneer Floating Rate Fund
PHD
$117K 0.07%
13,528
– –
AVYA
33
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$64K 0.04%
39,959
– –
FRA icon
34
BlackRock Floating Rate Income Strategies Fund
FRA
$392M
– –
-12,719
Closed -$145K
HYT.RT
35
DELISTED
BlackRock Corporate High Yield Fund, Inc. Rights (expiring October 13, 2022)
HYT.RT
$0 ﹤0.01%
+31,425
New +$179
SOLN
36
DELISTED
The Southern Company
SOLN
– –
-108,500
Closed -$5.75M
NEE.PRO
37
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
– –
-95,500
Closed -$5.38M
1
2

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PAM
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Aegon USA Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Aegon USA Investment Management held 48 positions worth $171M, down 7.8% from $186M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Aegon USA Investment Management withdrew a net $39.6M in Q3 2022, closing 3 positions and reducing 7 holdings. Its most notable exit was The Southern Company, an estimated $5.75M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 0.88% of assets, up from 0.83% a quarter earlier, followed by Communication Services and Energy.

Against the trend, Aegon USA Investment Management opened a new position in First Trust Senior Floating Rate Income Fund II worth $149K.

  • Aegon USA Investment Management's largest Q3 2022 buy was First Trust Senior Floating Rate Income Fund II: 14,889 shares worth $149K.
  • Aegon USA Investment Management added most to NextEra Energy, Inc. 5.279% Corporate Units in Q3 2022, an estimated $3.25M increase.
  • Aegon USA Investment Management's biggest Q3 2022 reduction was Western Asset High Income Fund II, cutting an estimated $269K.
  • Aegon USA Investment Management fully exited The Southern Company in Q3 2022, selling an estimated $5.75M.
  • Aegon USA Investment Management's ten largest holdings make up 79% of its $171M portfolio in Q3 2022.
  • Aegon USA Investment Management opened 2 new positions and closed 3 in Q3 2022.
  • Aegon USA Investment Management's portfolio value fell 7.8% quarter-over-quarter to $171M.

Based on Aegon USA Investment Management's 13F filing for Q3 2022, filed 17 Oct 2022.