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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$331M
AUM Growth
-$9.24M
Cap. Flow
-$39.3M
Cap. Flow %
-11.88%
Top 10 Hldgs %
85.93%
Holding
43
New
–
Increased
12
Reduced
9
Closed
1

Top Buys

Rank Stock Value
1
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$691K
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$486K
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$464K
4
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$427K
5
AVYA
Avaya Holdings Corp. Common Stock
AVYA
+$327K

Top Sells

Rank Stock Value
1
CIVI
Civitas Resources
CIVI
+$4.38M
2
CHRD icon
Chord Energy
CHRD
+$2.51M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.01M
4
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$521K
5
OSTRU
Oyster Enterprises Acquisition Corp. Unit
OSTRU
+$209K

Sector Composition

Rank Sector Weight
1 Energy 7.39%
2 Utilities 1.45%
3 Communication Services 0.22%
4 Industrials 0.19%
5 Technology 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSV icon
26
Vanguard Short-Term Bond ETF
BSV
$45.6B
$269K 0.08%
3,283
– –
IHRT icon
27
iHeartMedia
IHRT
$450M
$258K 0.08%
10,296
-200
-2% -$4.93K
HYG icon
28
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$216K 0.07%
2,465
– –
OSTRU
29
DELISTED
Oyster Enterprises Acquisition Corp. Unit
OSTRU
– –
-20,958
Closed -$209K
1
2

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Aegon USA Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Aegon USA Investment Management held 43 positions worth $331M, down 2.7% from $340M the previous quarter. Its ten largest holdings account for 86% of the portfolio.

Aegon USA Investment Management withdrew a net $39.3M in Q3 2021, closing 1 position and reducing 9 holdings. Its most notable exit was Oyster Enterprises Acquisition Corp. Unit, an estimated $209K position sold in full.

By sector, the portfolio is most concentrated in Energy at 7.4% of assets, down from 9.5% a quarter earlier, followed by Utilities and Communication Services.

Against the trend, Aegon USA Investment Management added an estimated $691K to DTE Energy Company 2019 Corporate Units.

  • Aegon USA Investment Management added most to DTE Energy Company 2019 Corporate Units in Q3 2021, an estimated $691K increase.
  • Aegon USA Investment Management's biggest Q3 2021 reduction was Civitas Resources, cutting an estimated $4.38M.
  • Aegon USA Investment Management fully exited Oyster Enterprises Acquisition Corp. Unit in Q3 2021, selling an estimated $209K.
  • Aegon USA Investment Management's ten largest holdings make up 86% of its $331M portfolio in Q3 2021.
  • Aegon USA Investment Management opened 0 new positions and closed 1 in Q3 2021.
  • Aegon USA Investment Management's portfolio value fell 2.7% quarter-over-quarter to $331M.

Based on Aegon USA Investment Management's 13F filing for Q3 2021, filed 15 Oct 2021.