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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+9.96%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$312M
AUM Growth
-$17.3M
Cap. Flow
-$79.9M
Cap. Flow %
-25.6%
Top 10 Hldgs %
88.32%
Holding
41
New
1
Increased
5
Reduced
12
Closed
5

Top Buys

Rank Stock Value
1
OSTRU
Oyster Enterprises Acquisition Corp. Unit
OSTRU
+$387K
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$152K
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$147K
4
CNR
Cornerstone Building Brands, Inc.
CNR
+$24.6K
5
CCLP
CSI Compressco LP
CCLP
+$21.2K

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$12.2M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$12.1M
3
CHRD icon
Chord Energy
CHRD
+$10.2M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$6.71M
5
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$779K

Sector Composition

Rank Sector Weight
1 Energy 9.86%
2 Utilities 1.49%
3 Communication Services 0.3%
4 Industrials 0.2%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
26
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.65B
– –
-8,000
Closed -$12.2M
HYB
27
DELISTED
New America High Income Fund, Inc.
HYB
– –
-44,908
Closed -$390K
AVYA
28
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-21,073
Closed -$404K
1
2

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Aegon USA Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Aegon USA Investment Management held 41 positions worth $312M, down 5.3% from $329M the previous quarter. Its ten largest holdings account for 88% of the portfolio.

Aegon USA Investment Management withdrew a net $79.9M in Q1 2021, closing 5 positions and reducing 12 holdings. Its most notable exit was Wells Fargo 7.5% Non Cumv Perp Conv, an estimated $12.2M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.9% of assets, up from 8.1% a quarter earlier, followed by Utilities and Communication Services.

Against the trend, Aegon USA Investment Management opened a new position in Oyster Enterprises Acquisition Corp. Unit worth $379K.

  • Aegon USA Investment Management's largest Q1 2021 buy was Oyster Enterprises Acquisition Corp. Unit: 38,333 shares worth $379K.
  • Aegon USA Investment Management added most to Invesco Senior Loan ETF in Q1 2021, an estimated $152K increase.
  • Aegon USA Investment Management's biggest Q1 2021 reduction was Chord Energy, cutting an estimated $10.2M.
  • Aegon USA Investment Management fully exited Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2021, selling an estimated $12.2M.
  • Aegon USA Investment Management's ten largest holdings make up 88% of its $312M portfolio in Q1 2021.
  • Aegon USA Investment Management opened 1 new position and closed 5 in Q1 2021.
  • Aegon USA Investment Management's portfolio value fell 5.3% quarter-over-quarter to $312M.

Based on Aegon USA Investment Management's 13F filing for Q1 2021, filed 23 Apr 2021.