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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$293M
AUM Growth
+$11.9M
Cap. Flow
-$41M
Cap. Flow %
-13.99%
Top 10 Hldgs %
84.06%
Holding
51
New
4
Increased
4
Reduced
10
Closed
3

Top Buys

Rank Stock Value
1
SOLN
The Southern Company
SOLN
+$4.34M
2
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$3.01M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$2.66M
4
SWT
Stanley Black & Decker, Inc.
SWT
+$2.63M
5
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$689K

Top Sells

Rank Stock Value
1
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$2.87M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$2.01M
3
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$1.85M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.77M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$1.62M

Sector Composition

Rank Sector Weight
1 Utilities 2.24%
2 Technology 0.66%
3 Communication Services 0.29%
4 Healthcare 0.11%
5 Industrials 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYT icon
26
BlackRock Corporate High Yield Fund
HYT
$1.37B
– –
-171,788
Closed -$1.85M
SRLN icon
27
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
– –
-34,000
Closed -$1.57M
1
2

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CI
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CFWMA
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Aegon USA Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Aegon USA Investment Management held 51 positions worth $293M, up 4.2% from $281M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Aegon USA Investment Management withdrew a net $41M in Q4 2019, closing 3 positions and reducing 10 holdings. Its most notable exit was BlackRock Corporate High Yield Fund, an estimated $1.85M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 2.2% of assets, up from 0.76% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Aegon USA Investment Management opened a new position in DTE Energy Company 2019 Corporate Units worth $3.08M.

  • Aegon USA Investment Management's largest Q4 2019 buy was DTE Energy Company 2019 Corporate Units: 60,000 shares worth $3.08M.
  • Aegon USA Investment Management added most to The Southern Company in Q4 2019, an estimated $4.34M increase.
  • Aegon USA Investment Management's biggest Q4 2019 reduction was BlackRock Floating Rate Income Strategies Fund, cutting an estimated $2.87M.
  • Aegon USA Investment Management fully exited BlackRock Corporate High Yield Fund in Q4 2019, selling an estimated $1.85M.
  • Aegon USA Investment Management's ten largest holdings make up 84% of its $293M portfolio in Q4 2019.
  • Aegon USA Investment Management opened 4 new positions and closed 3 in Q4 2019.
  • Aegon USA Investment Management's portfolio value rose 4.2% quarter-over-quarter to $293M.

Based on Aegon USA Investment Management's 13F filing for Q4 2019, filed 15 Jan 2020.