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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
+1.27%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$281M
AUM Growth
+$6.9M
Cap. Flow
-$34.8M
Cap. Flow %
-12.37%
Top 10 Hldgs %
83.32%
Holding
54
New
4
Increased
5
Reduced
7
Closed
6

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.91M
2
VVR icon
Invesco Senior Income Trust
VVR
+$3.26M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$2.9M
4
SOLN
The Southern Company
SOLN
+$2.1M
5
AEPPL
American Electric Power Company, Inc. Corporate Unit
AEPPL
+$1.11M

Top Sells

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$3.25M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
+$2.16M
3
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$2.02M
4
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$2M
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$1.13M

Sector Composition

Rank Sector Weight
1 Utilities 0.76%
2 Technology 0.65%
3 Consumer Staples 0.4%
4 Healthcare 0.23%
5 Communication Services 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTV
26
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
– –
-36,000
Closed -$2.02M
NEE.PRR
27
DELISTED
NextEra Energy, Inc.
NEE.PRR
– –
-50,000
Closed -$3.25M
ASCMA
28
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
– –
-482,709
Closed -$521K
1
2

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Aegon USA Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Aegon USA Investment Management held 54 positions worth $281M, up 2.5% from $275M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Aegon USA Investment Management withdrew a net $34.8M in Q3 2019, closing 6 positions and reducing 7 holdings. Its most notable exit was NextEra Energy, Inc., an estimated $3.25M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.76% of assets, followed by Technology and Consumer Staples.

Against the trend, Aegon USA Investment Management opened a new position in Invesco Senior Income Trust worth $3.27M.

  • Aegon USA Investment Management's largest Q3 2019 buy was Invesco Senior Income Trust: 777,435 shares worth $3.27M.
  • Aegon USA Investment Management added most to Invesco Senior Loan ETF in Q3 2019, an estimated $4.91M increase.
  • Aegon USA Investment Management's biggest Q3 2019 reduction was BlackRock Debt Strategies Fund, cutting an estimated $2.16M.
  • Aegon USA Investment Management fully exited NextEra Energy, Inc. in Q3 2019, selling an estimated $3.25M.
  • Aegon USA Investment Management's ten largest holdings make up 83% of its $281M portfolio in Q3 2019.
  • Aegon USA Investment Management opened 4 new positions and closed 6 in Q3 2019.
  • Aegon USA Investment Management's portfolio value rose 2.5% quarter-over-quarter to $281M.

Based on Aegon USA Investment Management's 13F filing for Q3 2019, filed 16 Oct 2019.