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AUIM

Aegon USA Investment Management Portfolio holdings

AUM $140M
1-Year Est. Return 12.2%
This Fund
S&P 500
This Quarter Est. Return
-9.84%
1 Year Est. Return
+12.2%
3 Year Est. Return
+39.93%
5 Year Est. Return
+35.68%
10 Year Est. Return
+2,415.36%
AUM
$306M
AUM Growth
-$28.7M
Cap. Flow
-$49.6M
Cap. Flow %
-16.18%
Top 10 Hldgs %
81.97%
Holding
51
New
7
Increased
6
Reduced
3
Closed
3

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$10.6M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
+$5.02M
3
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$4.89M
4
HNW
Pioneer Diversified High Income Fund
HNW
+$2.19M
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$1.88M

Top Sells

Rank Stock Value
1
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.99M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.93M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$3.7M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.04M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$1.01M

Sector Composition

Rank Sector Weight
1 Technology 1.02%
2 Communication Services 0.18%
3 Utilities 0.17%
4 Healthcare 0.17%
5 Industrials 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRLN icon
26
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
– –
-105,300
Closed -$4.99M
1
2

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Aegon USA Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Aegon USA Investment Management held 51 positions worth $306M, down 8.6% from $335M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Aegon USA Investment Management withdrew a net $49.6M in Q4 2018, closing 3 positions and reducing 3 holdings. Its most notable exit was State Street Blackstone Senior Loan ETF, an estimated $4.99M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1% of assets, down from 1.2% a quarter earlier, followed by Communication Services and Utilities.

Against the trend, Aegon USA Investment Management opened a new position in Vanguard Total Bond Market worth $10.8M.

  • Aegon USA Investment Management's largest Q4 2018 buy was Vanguard Total Bond Market: 136,155 shares worth $10.8M.
  • Aegon USA Investment Management added most to BlackRock Floating Rate Income Strategies Fund in Q4 2018, an estimated $4.89M increase.
  • Aegon USA Investment Management's biggest Q4 2018 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $1.04M.
  • Aegon USA Investment Management fully exited State Street Blackstone Senior Loan ETF in Q4 2018, selling an estimated $4.99M.
  • Aegon USA Investment Management's ten largest holdings make up 82% of its $306M portfolio in Q4 2018.
  • Aegon USA Investment Management opened 7 new positions and closed 3 in Q4 2018.
  • Aegon USA Investment Management's portfolio value fell 8.6% quarter-over-quarter to $306M.

Based on Aegon USA Investment Management's 13F filing for Q4 2018, filed 11 Feb 2019.