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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Baird Financial Group
1
Baird Financial Group
Wisconsin
USD 9.4 M -USD 186 k -3,501 -2%
Chicago Partners Investment Group
2
Chicago Partners Investment Group
Illinois
USD 9.19 M +USD 532 k +10,000 +7%
Morgan Stanley
3
Morgan Stanley
New York
USD 7.81 M +USD 100 k +1,876 +1%
LPL Financial
4
LPL Financial
California
USD 6.29 M +USD 999 k +18,761 +20%
Wells Fargo
5
Wells Fargo
California
USD 6 M -USD 584 k -10,978 -9%
Marquette Asset Management
6
Marquette Asset Management
Minnesota
USD 4.82 M -USD 13.9 k -262 -0.3%
Empirical Wealth Management
7
Empirical Wealth Management
Washington
USD 2.62 M -USD 79.4 k -1,492 -3%
Arkansas Financial Group
8
Arkansas Financial Group
Arkansas
USD 1.97 M +USD 414 k +7,773 +29%
Noble Family Wealth
9
Noble Family Wealth
Florida
USD 1.7 M -USD 47.2 k -886 -3%
HB Wealth Management
10
HB Wealth Management
Georgia
USD 1.41 M – – –
Camelot Portfolios
11
Camelot Portfolios
Ohio
USD 1.37 M -USD 1.28 k -24 -0.1%
WESCAP Management Group
12
WESCAP Management Group
California
USD 1.36 M -USD 664 k -12,475 -34%
Stifel Financial
13
Stifel Financial
Missouri
USD 1.17 M +USD 30 k +563 +3%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
USD 1 M -USD 14.9 k -279 -2%
Bank of America
15
Bank of America
North Carolina
USD 989 k +USD 79.8 k +1,500 +9%
Osaic Holdings
16
Osaic Holdings
Arizona
USD 869 k +USD 1.86 k +35 +0.2%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
USD 802 k +USD 298 k +5,603 +65%
UBS Group
18
UBS Group
Switzerland
USD 797 k -USD 145 k -2,717 -16%
Atria Wealth Solutions
19
Atria Wealth Solutions
New York
USD 784 k +USD 49.7 k +934 +7%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
USD 728 k -USD 61.1 k -1,147 -8%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
USD 685 k +USD 277 k +5,196 +74%
Raymond James Financial Services Advisors
22
Raymond James Financial Services Advisors
Florida
USD 581 k +USD 10.6 k +199 +2%
Ausdal Financial Partners
23
Ausdal Financial Partners
Iowa
USD 551 k -USD 852 -16 -0.2%
Atlas Private Wealth Advisors
24
Atlas Private Wealth Advisors
New Jersey
USD 523 k +USD 190 k +3,572 +62%
TD Ameritrade Investment Management
25
TD Ameritrade Investment Management
Nebraska
USD 502 k -USD 16.4 k -309 -3%
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