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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 2.5 M +USD 432 k +12,151 +21%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
USD 2.23 M +USD 1.8 M +50,608 +460%
FWM
3
Frontier Wealth Management
Missouri
USD 2.03 M -USD 339 k -9,547 -15%
CP
4
Camelot Portfolios
Ohio
USD 1.36 M +USD 2.66 k +75 +0.2%
BB&T Securities
5
BB&T Securities
Virginia
USD 996 k -USD 3 M -84,321 -75%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
USD 810 k +USD 731 k +20,582 +1,157%
Wells Fargo
7
Wells Fargo
California
USD 798 k +USD 101 k +2,833 +15%
SG Americas Securities
8
SG Americas Securities
New York
USD 562 k +USD 419 k +11,800 +319%
Jane Street
9
Jane Street
New York
USD 512 k -USD 23.7 k -667 -5%
One Capital Management
10
One Capital Management
California
USD 507 k -USD 7.03 k -198 -1%
TH
11
Timber Hill
Connecticut
USD 414 k -USD 42.6 k -1,200 -10%
UBS Group
12
UBS Group
Switzerland
USD 368 k +USD 144 k +4,042 +66%
Naples Global Advisors
13
Naples Global Advisors
Florida
USD 288 k -USD 3.55 k -100 -1%
Virtu KCG Holdings
14
Virtu KCG Holdings
New York
USD 277 k -USD 12.1 k -340 -4%
Raymond James & Associates
15
Raymond James & Associates
Florida
USD 236 k +USD 231 k +6,497 Nuevas
Bank of America
16
Bank of America
North Carolina
USD 234 k -USD 13.9 k -391 -6%
Chicago Partners Investment Group
17
Chicago Partners Investment Group
Illinois
USD 228 k -USD 96.6 k -2,720 -30%
Citadel Advisors
18
Citadel Advisors
Florida
USD 224 k +USD 219 k +6,175 Nuevas
Fifth Third Bancorp
19
Fifth Third Bancorp
Ohio
USD 145 k – – –
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
USD 66 k +USD 2.98 k +84 +5%
MWP
21
MYCIO Wealth Partners
Pennsylvania
USD 51 k +USD 284 +8 +0.6%
Ladenburg Thalmann Financial Services
22
Ladenburg Thalmann Financial Services
Florida
USD 49 k -USD 23.3 k -656 -33%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
USD 47 k -USD 5.51 k -155 -11%
IWMPD
24
Integrated Wealth Management (Palm Desert)
California
USD 40 k +USD 20.7 k +583 +113%
WA
25
WFG Advisors
Texas
USD 28 k – – –
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