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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 21.4 M -USD 262 k -5,771 -1%
Cardan Capital Partners
2
Cardan Capital Partners
Colorado
USD 19.1 M +USD 21.4 M +469,855 Nuevas
Chicago Partners Investment Group
3
Chicago Partners Investment Group
Illinois
USD 2.78 M -USD 161 k -3,542 -5%
Bank of America
4
Bank of America
North Carolina
USD 2.51 M +USD 82.3 k +1,810 +3%
Citadel Advisors
5
Citadel Advisors
Florida
USD 2.38 M +USD 1.11 M +24,409 +71%
LPL Financial
6
LPL Financial
California
USD 2.05 M +USD 625 k +13,736 +37%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
USD 1.9 M +USD 1.58 M +34,743 +288%
Wells Fargo
8
Wells Fargo
California
USD 1.6 M -USD 889 k -19,537 -33%
IFP Advisors
9
IFP Advisors
Florida
USD 1.4 M +USD 81.5 k +1,791 +5%
Camelot Portfolios
10
Camelot Portfolios
Ohio
USD 1.38 M -USD 250 k -5,507 -14%
BB&T Securities
11
BB&T Securities
Virginia
USD 1.33 M +USD 248 k +5,453 +20%
FWM
12
Frontier Wealth Management
Missouri
USD 1.18 M -USD 63.9 k -1,405 -5%
Raymond James Financial Services Advisors
13
Raymond James Financial Services Advisors
Florida
USD 1.01 M +USD 1.13 M +24,941 Nuevas
Jane Street
14
Jane Street
New York
USD 762 k +USD 442 k +9,708 +107%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
USD 712 k +USD 799 k +17,558 Nuevas
UBS Group
16
UBS Group
Switzerland
USD 625 k -USD 425 k -9,345 -38%
Empirical Wealth Management
17
Empirical Wealth Management
Washington
USD 602 k +USD 189 k +4,155 +39%
Raymond James & Associates
18
Raymond James & Associates
Florida
USD 581 k -USD 523 k -11,509 -45%
WESCAP Management Group
19
WESCAP Management Group
California
USD 519 k +USD 582 k +12,795 Nuevas
Lincoln National Corp
20
Lincoln National Corp
Pennsylvania
USD 485 k +USD 544 k +11,959 Nuevas
Cetera Advisors
21
Cetera Advisors
Colorado
USD 481 k +USD 328 k +7,211 +158%
Advisor Group
22
Advisor Group
Arizona
USD 447 k +USD 158 k +3,477 +46%
Cypress Wealth Services
23
Cypress Wealth Services
California
USD 404 k +USD 86 k +1,891 +23%
Cetera Advisor Networks
24
Cetera Advisor Networks
California
USD 377 k +USD 8.19 k +180 +2%
Naples Global Advisors
25
Naples Global Advisors
Florida
USD 325 k – – –
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