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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Wells Fargo
1
Wells Fargo
California
USD 2.35 M -USD 663 k -21,155 -21%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
USD 1.89 M +USD 1.17 M +37,382 +145%
Bank of America
3
Bank of America
North Carolina
USD 1.87 M -USD 65.6 k -2,094 -3%
SG Americas Securities
4
SG Americas Securities
New York
USD 1.54 M -USD 448 k -14,300 -22%
BB&T Securities
5
BB&T Securities
Virginia
USD 1.37 M +USD 1.43 M +45,553 Nuevas
Camelot Portfolios
6
Camelot Portfolios
Ohio
USD 1.05 M +USD 42.5 k +1,356 +4%
Morgan Stanley
7
Morgan Stanley
New York
USD 947 k +USD 40.7 k +1,301 +4%
Timber Hill
8
Timber Hill
Connecticut
USD 509 k +USD 128 k +4,088 +32%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
USD 499 k +USD 20.9 k +667 +4%
Cetera Advisors
10
Cetera Advisors
Colorado
USD 450 k -USD 19.7 k -630 -4%
Comerica Securities
11
Comerica Securities
Michigan
USD 407 k +USD 407 +13 +0.1%
UBS
12
UBS
Switzerland
USD 325 k -USD 216 k -6,893 -39%
Naples Global Advisors
13
Naples Global Advisors
Florida
USD 277 k – – –
One Capital Management
14
One Capital Management
California
USD 229 k +USD 31 +1 +0%
Fifth Third Bancorp
15
Fifth Third Bancorp
Ohio
USD 120 k – – –
MYCIO Wealth Partners
16
MYCIO Wealth Partners
Pennsylvania
USD 43 k +USD 94 +3 +0.2%
Ladenburg Thalmann Financial Services
17
Ladenburg Thalmann Financial Services
Florida
USD 41 k – – –
Camarda Financial Advisors
18
Camarda Financial Advisors
Florida
USD 30 k – – –
Creative Planning
19
Creative Planning
Kansas
USD 26 k +USD 4.92 k +157 +22%
WA
20
WFG Advisors
Texas
USD 21 k – – –
MSI Financial Services
21
MSI Financial Services
Massachusetts
USD 14 k – – –
Waverly Advisors
22
Waverly Advisors
Alabama
USD 12 k +USD 5.48 k +175 +77%
D.A. Davidson & Co
23
D.A. Davidson & Co
Montana
USD 11 k – – –
American International Group
24
American International Group
New York
USD 8.87 k -USD 23.8 k -761 -72%
Dubuque Bank & Trust
25
Dubuque Bank & Trust
Iowa
USD 3 k +USD 1.54 k +49 +80%
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