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First Trust Dow Jones Select MicroCap Index Fund
FDM

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Cardan Capital Partners
1
Cardan Capital Partners
Colorado
USD 22.5 M +USD 1.08 M +24,042 +5%
Morgan Stanley
2
Morgan Stanley
New York
USD 16.7 M +USD 134 k +2,986 +0.8%
Bank of America
3
Bank of America
North Carolina
USD 3.47 M -USD 1.93 M -43,224 -36%
Chicago Partners Investment Group
4
Chicago Partners Investment Group
Illinois
USD 3.38 M +USD 189 k +4,214 +6%
LPL Financial
5
LPL Financial
California
USD 2.51 M -USD 213 k -4,761 -8%
UBS Group
6
UBS Group
Switzerland
USD 2.28 M +USD 491 k +10,962 +28%
Citadel Advisors
7
Citadel Advisors
Florida
USD 1.76 M +USD 1.36 M +30,286 +352%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
USD 1.68 M +USD 229 k +5,122 +16%
Raymond James Financial Services Advisors
9
Raymond James Financial Services Advisors
Florida
USD 1.45 M +USD 171 k +3,811 +14%
Wells Fargo
10
Wells Fargo
California
USD 1.41 M -USD 257 k -5,735 -16%
Camelot Portfolios
11
Camelot Portfolios
Ohio
USD 1.39 M -USD 124 k -2,766 -8%
BB&T Securities
12
BB&T Securities
Virginia
USD 1.31 M -USD 618 k -13,798 -32%
Empirical Wealth Management
13
Empirical Wealth Management
Washington
USD 1.2 M +USD 259 k +5,791 +28%
FWM
14
Frontier Wealth Management
Missouri
USD 1.18 M -USD 23.2 k -518 -2%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
USD 945 k -USD 177 k -3,955 -16%
Jane Street
16
Jane Street
New York
USD 929 k +USD 442 k +9,875 +92%
Raymond James & Associates
17
Raymond James & Associates
Florida
USD 686 k -USD 10.6 k -237 -2%
WESCAP Management Group
18
WESCAP Management Group
California
USD 655 k -USD 32.7 k -731 -5%
Cetera Advisors
19
Cetera Advisors
Colorado
USD 509 k -USD 20.6 k -460 -4%
FA
20
FMA Advisory
Pennsylvania
USD 497 k +USD 27.2 k +608 +6%
Cypress Wealth Services
21
Cypress Wealth Services
California
USD 488 k +USD 18.2 k +406 +4%
Lincoln National Corp
22
Lincoln National Corp
Pennsylvania
USD 481 k +USD 5.86 k +131 +1%
Advisor Group
23
Advisor Group
Arizona
USD 431 k -USD 19.2 k -428 -4%
Cetera Advisor Networks
24
Cetera Advisor Networks
California
USD 419 k -USD 9.7 k -217 -2%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
USD 362 k +USD 25.6 k +573 +8%
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