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First Trust Dow Jones Select MicroCap Index Fund
FDM

Name Holding Trade Value Shares
Change 		Change in
Stake
CCP
1
Cardan Capital Partners
Colorado
$22.5M +$1.08M +24,042 +5%
Morgan Stanley
2
Morgan Stanley
New York
$16.7M +$134K +2,986 +0.8%
Bank of America
3
Bank of America
North Carolina
$3.47M -$1.93M -43,224 -36%
CPIG
4
Chicago Partners Investment Group
Illinois
$3.38M +$189K +4,214 +6%
LPL Financial
5
LPL Financial
California
$2.51M -$213K -4,761 -8%
UBS Group
6
UBS Group
Switzerland
$2.28M +$491K +10,962 +28%
Citadel Advisors
7
Citadel Advisors
Florida
$1.76M +$1.36M +30,286 +352%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.68M +$229K +5,122 +16%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$1.45M +$171K +3,811 +14%
Wells Fargo
10
Wells Fargo
California
$1.41M -$257K -5,735 -16%
CP
11
Camelot Portfolios
Ohio
$1.39M -$124K -2,766 -8%
BTS
12
BB&T Securities
Virginia
$1.31M -$618K -13,798 -32%
EWM
13
Empirical Wealth Management
Washington
$1.2M +$259K +5,791 +28%
FWM
14
Frontier Wealth Management
Missouri
$1.18M -$23.2K -518 -2%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$945K -$177K -3,955 -16%
Jane Street
16
Jane Street
New York
$929K +$442K +9,875 +92%
RJA
17
Raymond James & Associates
Florida
$686K -$10.6K -237 -2%
WMG
18
WESCAP Management Group
California
$655K -$32.7K -731 -5%
CA
19
Cetera Advisors
Colorado
$509K -$20.6K -460 -4%
FA
20
FMA Advisory
Pennsylvania
$497K +$27.2K +608 +6%
CWS
21
Cypress Wealth Services
California
$488K +$18.2K +406 +4%
LNC
22
Lincoln National Corp
Pennsylvania
$481K +$5.86K +131 +1%
AG
23
Advisor Group
Arizona
$431K -$19.2K -428 -4%
CAN
24
Cetera Advisor Networks
California
$419K -$9.71K -217 -2%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$362K +$25.6K +573 +8%
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