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First Trust Dow Jones Select MicroCap Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CPIG
1
Chicago Partners Investment Group
Illinois
$11.8M +$223K +3,297 +2%
AFG
2
Arkansas Financial Group
Arkansas
$9.39M +$871K +12,894 +9%
Baird Financial Group
3
Baird Financial Group
Wisconsin
$8.9M +$642K +9,501 +7%
LPL Financial
4
LPL Financial
California
$8.74M -$1.79M -26,510 -16%
Morgan Stanley
5
Morgan Stanley
New York
$6.5M -$740K -10,954 -9%
Wells Fargo
6
Wells Fargo
California
$4.7M +$365K +5,411 +8%
HWM
7
HB Wealth Management
Georgia
$2.8M
P
8
&Partners
Tennessee
$2.48M +$96.4K +1,427 +4%
Raymond James Financial
9
Raymond James Financial
Florida
$2.33M -$81.7K -1,210 -3%
EWM
10
Empirical Wealth Management
Washington
$1.85M -$131K -1,946 -6%
Bank of America
11
Bank of America
North Carolina
$1.42M -$113K -1,667 -7%
WMG
12
WESCAP Management Group
California
$1.4M -$34.5K -511 -2%
KCM
13
Kendall Capital Management
Maryland
$1.37M -$9.99K -148 -0.7%
SAM
14
Smithbridge Asset Management
Pennsylvania
$1.3M +$1.41M +20,885 New
CP
15
Camelot Portfolios
Ohio
$1.25M +$230K +3,412 +20%
AWS
16
Atria Wealth Solutions
New York
$1.21M +$82.7K +1,224 +7%
NFW
17
Noble Family Wealth
Florida
$996K -$229K -3,384 -17%
EF
18
Envision Financial
Wisconsin
$994K -$75K -1,111 -7%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$959K -$26.9K -399 -3%
VF
20
Virtu Financial
New York
$907K -$1.54M -22,739 -61%
Citadel Advisors
21
Citadel Advisors
Florida
$890K -$1.8M -26,715 -65%
AF
22
Allworth Financial
California
$883K +$878 +13 +0.1%
Two Sigma Investments
23
Two Sigma Investments
New York
$877K -$27K -400 -3%
UBS Group
24
UBS Group
Switzerland
$796K -$539K -7,979 -38%
Mariner
25
Mariner
Kansas
$712K +$4.39K +65 +0.6%