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First Trust Dow Jones Select MicroCap Index Fund
FDM

Name Holding Trade Value Shares
Change 		Change in
Stake
Baird Financial Group
1
Baird Financial Group
Wisconsin
$9.16M -$553K -9,645 -5%
CPIG
2
Chicago Partners Investment Group
Illinois
$7.48M +$586K +10,222 +8%
Morgan Stanley
3
Morgan Stanley
New York
$7.35M +$486K +8,470 +7%
Wells Fargo
4
Wells Fargo
California
$6.32M +$163K +2,850 +2%
LPL Financial
5
LPL Financial
California
$4.99M -$191K -3,339 -3%
MAM
6
Marquette Asset Management
Minnesota
$4.61M -$104K -1,807 -2%
EWM
7
Empirical Wealth Management
Washington
$2.58M -$37.7K -658 -1%
WMG
8
WESCAP Management Group
California
$1.97M -$212K -3,690 -9%
NFW
9
Noble Family Wealth
Florida
$1.67M +$1.78M +31,115 New
AFG
10
Arkansas Financial Group
Arkansas
$1.46M +$561K +9,785 +56%
HWM
11
HB Wealth Management
Georgia
$1.34M – – –
CP
12
Camelot Portfolios
Ohio
$1.31M -$45.2K -788 -3%
Stifel Financial
13
Stifel Financial
Missouri
$1.08M +$208K +3,621 +22%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$974K -$63.8K -1,113 -6%
UBS Group
15
UBS Group
Switzerland
$906K -$89K -1,553 -8%
Bank of America
16
Bank of America
North Carolina
$863K -$1.1M -19,239 -54%
Osaic Holdings
17
Osaic Holdings
Arizona
$827K +$35.7K +623 +4%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$757K -$139K -2,433 -15%
Citadel Advisors
19
Citadel Advisors
Florida
$747K +$57K +994 +8%
AWS
20
Atria Wealth Solutions
New York
$698K +$21.4K +374 +3%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$544K -$327K -5,708 -36%
AFP
22
Ausdal Financial Partners
Iowa
$527K -$4.64K -81 -0.8%
CA
23
Cetera Advisors
Colorado
$524K +$81.7K +1,425 +17%
TAIM
24
TD Ameritrade Investment Management
Nebraska
$496K +$23.1K +403 +5%
BCA
25
Bay Colony Advisors
Massachusetts
$471K -$6.88K -120 -1%
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