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First Trust Dow Jones Select MicroCap Index Fund
FDM

Name Holding Trade Value Shares
Change 		Change in
Stake
Baird Financial Group
1
Baird Financial Group
Wisconsin
$9.14M -$20.5K -359 -0.2%
CPIG
2
Chicago Partners Investment Group
Illinois
$8.34M +$341K +5,952 +4%
Morgan Stanley
3
Morgan Stanley
New York
$7.52M -$94.9K -1,658 -1%
LPL Financial
4
LPL Financial
California
$6.03M -$103K -1,801 -2%
Wells Fargo
5
Wells Fargo
California
$5.62M -$236K -4,121 -4%
MAM
6
Marquette Asset Management
Minnesota
$5.33M +$667K +11,645 +14%
AFG
7
Arkansas Financial Group
Arkansas
$2.73M +$842K +14,711 +42%
EWM
8
Empirical Wealth Management
Washington
$2.49M -$67.5K -1,179 -3%
NFW
9
Noble Family Wealth
Florida
$1.55M -$115K -2,003 -7%
HWM
10
HB Wealth Management
Georgia
$1.37M – – –
WMG
11
WESCAP Management Group
California
$1.32M -$5.27K -92 -0.4%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.3M +$538K +9,397 +66%
UBS Group
13
UBS Group
Switzerland
$1.24M +$480K +8,385 +59%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.23M +$585K +10,223 +84%
CP
15
Camelot Portfolios
Ohio
$1.17M -$170K -2,973 -12%
Bank of America
16
Bank of America
North Carolina
$1.17M +$214K +3,742 +21%
Citadel Advisors
17
Citadel Advisors
Florida
$997K +$833K +14,553 +400%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$973K -$6.53K -114 -0.6%
SAM
19
Smithbridge Asset Management
Pennsylvania
$966K +$572K +9,994 +131%
Osaic Holdings
20
Osaic Holdings
Arizona
$959K +$118K +2,059 +13%
Stifel Financial
21
Stifel Financial
Missouri
$829K -$322K -5,624 -27%
AWS
22
Atria Wealth Solutions
New York
$808K +$46.5K +812 +6%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$623K -$90.9K -1,588 -12%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$561K -$5.61K -98 -0.9%
AFP
25
Ausdal Financial Partners
Iowa
$530K -$6.98K -122 -1%
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