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First Trust Dow Jones Select MicroCap Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BTS
1
BB&T Securities
Virginia
$3.96M +$1M +29,221 +34%
FWM
2
Frontier Wealth Management
Missouri
$3.32M -$90.2K -2,630 -3%
Morgan Stanley
3
Morgan Stanley
New York
$2.35M +$399K +11,631 +21%
Wells Fargo
4
Wells Fargo
California
$1.64M +$60.1K +1,753 +4%
CP
5
Camelot Portfolios
Ohio
$1.29M +$112K +3,259 +10%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$665K -$350K -10,203 -35%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$462K -$38.7K -1,129 -8%
UBS Group
8
UBS Group
Switzerland
$449K +$30.5K +888 +7%
TH
9
Timber Hill
Connecticut
$417K
CS
10
Comerica Securities
Michigan
$369K -$1.48K -43 -0.4%
Bank of America
11
Bank of America
North Carolina
$358K +$823 +24 +0.2%
Jane Street
12
Jane Street
New York
$305K +$302K +8,794 New
OCM
13
One Capital Management
California
$298K +$294K +8,583 New
NGA
14
Naples Global Advisors
Florida
$282K -$3.43K -100 -1%
CPIG
15
Chicago Partners Investment Group
Illinois
$258K -$3.98K -116 -2%
Citadel Advisors
16
Citadel Advisors
Florida
$214K -$992K -28,934 -82%
Fifth Third Bancorp
17
Fifth Third Bancorp
Ohio
$139K
WA
18
WFG Advisors
Texas
$65K +$2.78K +81 +5%
MWP
19
MYCIO Wealth Partners
Pennsylvania
$50K +$240 +7 +0.5%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$47K
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$35K
DADC
22
D.A. Davidson & Co
Montana
$13K
AIG
23
American International Group
New York
$10.3K
MFS
24
MSI Financial Services
Massachusetts
$10K -$3.05K -89 -23%
Citigroup
25
Citigroup
New York
$6K +$5.59K +163 New