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First Trust Dow Jones Select MicroCap Index Fund
FDM

Name Holding Trade Value Shares
Change 		Change in
Stake
CCP
1
Cardan Capital Partners
Colorado
$25.9M +$472K +9,919 +2%
Morgan Stanley
2
Morgan Stanley
New York
$16.3M -$135K -2,833 -0.9%
CPIG
3
Chicago Partners Investment Group
Illinois
$4.14M +$188K +3,947 +5%
LPL Financial
4
LPL Financial
California
$3.21M -$235K -4,940 -7%
UBS Group
5
UBS Group
Switzerland
$2.72M -$110K -2,320 -4%
Bank of America
6
Bank of America
North Carolina
$1.62M +$68.3K +1,437 +5%
Wells Fargo
7
Wells Fargo
California
$1.49M -$225K -4,735 -14%
EWM
8
Empirical Wealth Management
Washington
$1.4M -$60.9K -1,281 -4%
Truist Financial
9
Truist Financial
North Carolina
$1.31M +$1.22M +25,638 New
FWM
10
Frontier Wealth Management
Missouri
$1.22M -$85.9K -1,806 -7%
LFG
11
Larson Financial Group
Missouri
$1.13M +$159K +3,342 +18%
CP
12
Camelot Portfolios
Ohio
$1.05M +$19.2K +404 +2%
Citadel Advisors
13
Citadel Advisors
Florida
$764K +$408K +8,581 +134%
WMG
14
WESCAP Management Group
California
$660K – – –
Mercer Global Advisors
15
Mercer Global Advisors
Colorado
$640K +$598K +12,570 New
CA
16
Cetera Advisors
Colorado
$566K -$8.98K -189 -2%
LNC
17
Lincoln National Corp
Pennsylvania
$540K +$6.04K +127 +1%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$494K -$379K -7,982 -45%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$488K -$44.8K -942 -9%
RJA
20
Raymond James & Associates
Florida
$462K -$16K -337 -4%
FA
21
FMA Advisory
Pennsylvania
$456K -$18.2K -382 -4%
TAIM
22
TD Ameritrade Investment Management
Nebraska
$449K +$3.38K +71 +0.8%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$448K -$1.76M -36,943 -81%
AW
24
ACG Wealth
Georgia
$415K +$388K +8,156 New
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$406K +$96.3K +2,025 +34%
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