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First Trust Dow Jones Select MicroCap Index Fund
FDM

Name Holding Trade Value Shares
Change 		Change in
Stake
Baird Financial Group
1
Baird Financial Group
Wisconsin
$10.5M +$510K +8,399 +5%
CCP
2
Cardan Capital Partners
Colorado
$8.77M +$5.19M +85,473 +151%
Wells Fargo
3
Wells Fargo
California
$7.99M +$1.32M +21,717 +20%
Morgan Stanley
4
Morgan Stanley
New York
$7.86M -$2.78M -45,752 -26%
LPL Financial
5
LPL Financial
California
$7.73M +$23.7K +391 +0.3%
CPIG
6
Chicago Partners Investment Group
Illinois
$5.65M +$365K +6,023 +7%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.17M +$2.56M +42,118 +101%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$3.94M -$30K -494 -0.8%
Mercer Global Advisors
9
Mercer Global Advisors
Colorado
$3.88M +$6.01K +99 +0.2%
EWM
10
Empirical Wealth Management
Washington
$2.93M -$72K -1,187 -2%
CP
11
Camelot Portfolios
Ohio
$2.31M -$232K -3,824 -9%
UBS Group
12
UBS Group
Switzerland
$2.05M +$485 +8 +0%
FAIM
13
Financial Advocates Investment Management
Washington
$1.63M -$45.8K -754 -3%
WMG
14
WESCAP Management Group
California
$1.63M +$279K +4,602 +21%
Stifel Financial
15
Stifel Financial
Missouri
$1.22M +$157K +2,586 +15%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.15M -$106K -1,741 -9%
Truist Financial
17
Truist Financial
North Carolina
$1.13M +$34.7K +572 +3%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$1.02M +$14.6K +241 +1%
MFGM
19
Marshall Financial Group (Maryland)
Maryland
$998K +$26.3K +434 +3%
Osaic Holdings
20
Osaic Holdings
Arizona
$946K +$117K +1,934 +14%
TRCT
21
Tower Research Capital (TRC)
New York
$866K +$850K +14,011 New
GRP
22
Global Retirement Partners
California
$786K +$772K +12,718 New
Bank of America
23
Bank of America
North Carolina
$784K -$112K -1,840 -13%
NFG
24
Next Financial Group
Texas
$754K +$95.2K +1,569 +15%
AFP
25
Ausdal Financial Partners
Iowa
$731K -$92.7K -1,528 -11%
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