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First Trust Dow Jones Select MicroCap Index Fund
FDM

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.81M -$8.65M -198,592 -62%
CCP
2
Cardan Capital Partners
Colorado
$2.95M -$18M -413,857 -81%
CPIG
3
Chicago Partners Investment Group
Illinois
$2.8M +$178K +4,088 +5%
EWM
4
Empirical Wealth Management
Washington
$2.36M +$2.08M +47,709 +173%
Wells Fargo
5
Wells Fargo
California
$2.1M +$1.65M +37,839 +129%
RJA
6
Raymond James & Associates
Florida
$1.8M +$2.11M +48,518 +535%
LFG
7
Larson Financial Group
Missouri
$1.29M +$834K +19,144 +87%
LPL Financial
8
LPL Financial
California
$1.1M -$1.22M -27,933 -44%
CP
9
Camelot Portfolios
Ohio
$1.07M +$597K +13,695 +66%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$1.03M +$1.02M +23,372 +244%
UBS Group
11
UBS Group
Switzerland
$937K -$1.02M -23,408 -44%
Mercer Global Advisors
12
Mercer Global Advisors
Colorado
$937K +$755K +17,335 +138%
Bank of America
13
Bank of America
North Carolina
$851K -$201K -4,624 -15%
Truist Financial
14
Truist Financial
North Carolina
$657K -$203K -4,653 -18%
FWM
15
Frontier Wealth Management
Missouri
$633K -$162K -3,713 -16%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$602K +$455K +10,445 +119%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$545K +$414K +9,501 +120%
CA
18
Cetera Advisors
Colorado
$522K +$242K +5,564 +50%
WMG
19
WESCAP Management Group
California
$493K +$122K +2,796 +22%
Jane Street
20
Jane Street
New York
$444K +$346K +7,947 +127%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$325K +$29.9K +687 +7%
LNC
22
Lincoln National Corp
Pennsylvania
$317K -$21K -482 -5%
Osaic Holdings
23
Osaic Holdings
Arizona
$305K +$424K +9,740 New
FA
24
FMA Advisory
Pennsylvania
$283K +$3.01K +69 +0.8%
TAIM
25
TD Ameritrade Investment Management
Nebraska
$279K +$2.83K +65 +0.7%
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