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First Trust Dow Jones Select MicroCap Index Fund
FDM

Name Holding Trade Value Shares
Change 		Change in
Stake
Baird Financial Group
1
Baird Financial Group
Wisconsin
$9.4M -$186K -3,501 -2%
CPIG
2
Chicago Partners Investment Group
Illinois
$9.19M +$532K +10,000 +7%
Morgan Stanley
3
Morgan Stanley
New York
$7.81M +$99.9K +1,876 +1%
LPL Financial
4
LPL Financial
California
$6.29M +$999K +18,761 +20%
Wells Fargo
5
Wells Fargo
California
$6M -$584K -10,978 -9%
MAM
6
Marquette Asset Management
Minnesota
$4.82M -$13.9K -262 -0.3%
EWM
7
Empirical Wealth Management
Washington
$2.62M -$79.4K -1,492 -3%
AFG
8
Arkansas Financial Group
Arkansas
$1.97M +$414K +7,773 +29%
NFW
9
Noble Family Wealth
Florida
$1.7M -$47.2K -886 -3%
HWM
10
HB Wealth Management
Georgia
$1.41M – – –
CP
11
Camelot Portfolios
Ohio
$1.37M -$1.28K -24 -0.1%
WMG
12
WESCAP Management Group
California
$1.36M -$664K -12,475 -34%
Stifel Financial
13
Stifel Financial
Missouri
$1.17M +$30K +563 +3%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1M -$14.9K -279 -2%
Bank of America
15
Bank of America
North Carolina
$989K +$79.8K +1,500 +9%
Osaic Holdings
16
Osaic Holdings
Arizona
$869K +$1.86K +35 +0.2%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$802K +$298K +5,603 +65%
UBS Group
18
UBS Group
Switzerland
$797K -$145K -2,717 -16%
AWS
19
Atria Wealth Solutions
New York
$784K +$49.7K +934 +7%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$728K -$61.1K -1,147 -8%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$685K +$277K +5,196 +74%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$581K +$10.6K +199 +2%
AFP
23
Ausdal Financial Partners
Iowa
$551K -$852 -16 -0.2%
APWA
24
Atlas Private Wealth Advisors
New Jersey
$523K +$190K +3,572 +62%
TAIM
25
TD Ameritrade Investment Management
Nebraska
$502K -$16.4K -309 -3%
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