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First Trust Dow Jones Select MicroCap Index Fund
FDM

Name Holding Trade Value Shares
Change 		Change in
Stake
Baird Financial Group
1
Baird Financial Group
Wisconsin
$10M -$136K -2,427 -1%
CPIG
2
Chicago Partners Investment Group
Illinois
$8.13M +$540K +9,655 +8%
Morgan Stanley
3
Morgan Stanley
New York
$7.14M +$69.7K +1,247 +1%
Wells Fargo
4
Wells Fargo
California
$6.37M +$1.57M +28,066 +32%
LPL Financial
5
LPL Financial
California
$5.35M -$998K -17,851 -16%
MAM
6
Marquette Asset Management
Minnesota
$4.87M +$4.6M +82,209 +1,488%
EWM
7
Empirical Wealth Management
Washington
$2.7M -$96.5K -1,725 -3%
WMG
8
WESCAP Management Group
California
$2.24M -$13.2K -236 -0.6%
Bank of America
9
Bank of America
North Carolina
$1.96M +$1.27M +22,634 +178%
CP
10
Camelot Portfolios
Ohio
$1.4M -$121K -2,156 -8%
HWM
11
HB Wealth Management
Georgia
$1.39M – – –
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.07M +$388K +6,942 +56%
UBS Group
13
UBS Group
Switzerland
$1.02M -$30.4K -544 -3%
Kayne Anderson Rudnick Investment Management
14
Kayne Anderson Rudnick Investment Management
California
$999K +$777K +13,887 +337%
AFG
15
Arkansas Financial Group
Arkansas
$970K +$977K +17,477 New
Stifel Financial
16
Stifel Financial
Missouri
$920K +$214K +3,828 +30%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$918K -$217K -3,882 -19%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$879K -$115K -2,061 -12%
Osaic Holdings
19
Osaic Holdings
Arizona
$820K +$49.6K +887 +6%
Citadel Advisors
20
Citadel Advisors
Florida
$717K -$174K -3,106 -19%
AWS
21
Atria Wealth Solutions
New York
$701K +$15.7K +281 +2%
AFP
22
Ausdal Financial Partners
Iowa
$549K -$31.9K -570 -5%
AA
23
Aire Advisors
California
$528K +$251K +4,487 +89%
BCA
24
Bay Colony Advisors
Massachusetts
$501K -$12.8K -228 -2%
TAIM
25
TD Ameritrade Investment Management
Nebraska
$490K -$5.2K -93 -1%
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